ASSET MANAGEMENT ONE USA INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 108982). Regulatory assets under management: $2.9B.
Compensation: % of AUM, Hourly, Other.
Clients served: Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 53 people.
| Name | Role | Location |
|---|---|---|
| Kenichi Nmn Ono | DIRECTOR | — |
| Kayoko Hashimoto Feldmann | CHIEF COMPLIANCE OFFICER | — |
| Yuji Nmn Kimura | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | — |
| Sugio Nmn Suzuki | DIRECTOR | — |
| Hiroyuki Nmn Ichikawa | DIRECTOR | — |
| Shinjiro Nmn Nozaki | DIRECTOR, PRESIDENT & CEO | — |
| Satoshi Nmn Oshita | DIRECTOR, CEO & PRESIDENT | — |
| Masaaki Nmn Izutani | DIRECTOR | — |
| GIBS JEFFREY MICHAEL | VICE PRESIDENT | — |
| HAMA MASATAKA | DIRECTOR | — |
| SHIMOYAMA KENJI | EXECUTIVE VICE PRESIDENT AND DIRECTOR | — |
| NAGASHIMA TORU | PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT AND CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| EISENBERG TAMMY | CHIEF COMPLIANCE OFFICER | — |
| UEDA MASAMI | DIRECTOR | — |
| KANAI HIROSHI | DIRECTOR | — |
| LISANTI JAMES JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| NOGUCHI AKIRA | DIRECTOR | — |
| ARIMA JUN | EXECUTIVE VICE PRESIDENT | — |
| IKEDA HIROSHI | DIRECTOR | — |
| EIICHI WATATANI | CHIEF COMPLIANCE OFFICER; PRESIDENT & CEO; PRESIDENT & CEO | New York, NY |
| TIMONE ANNA | CHIEF COMPLIANCE OFFICER | — |
| OKAMURA SUSUMU | PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| MARUYAMA TAKASHI | DIRECTOR; EXECUTIVE VICE PRESIDENT | — |
| SAKAGUCHI MASAHIKO | SENIOR VICE PRESIDENT | — |
| OHNO SUSUMU | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-11-26 | regulatory | THE REGULATORY ACTION IS DIRECTED TO MIZUHO BANK LTD. ("MIZUHO BANK") AND ITS PARENT COMPANY, MIZUHO FINANCIAL GROUP INC. (THE "MHFG"). PLEASE NOTE THAT MHFG IS AN "ADVISORY AFFILIATE" OF ASSET MANAGEMENT ONE USA BY VIRTUE OF BEING AN INDIRECT CONTROLLING PERSON, BUT MIZUHO BANK IS NOT AN "ADVISORY… | Final | — |
| 2021-09-22 | regulatory | MIZUHO FINANCIAL GROUP INC. (THE "ADVISORY AFFILIATE")'S BANKING SUBSIDIARY, MIZUHO BANK, LTD. ("MIZUHO BANK") HAD SEVERAL SYSTEM FAILURES IN 2021 WHICH CAUSED SIGNIFICANT INFLUENCES ON ITS CUSTOMERS. IN THE MEANTIME, MIZUHO BANK PLANS TO RENEW AND UPDATE ITS SYSTEMS NECESSARY FOR BUSINESS CONTINUIT… | Final | — |
| — | civil | — | — | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| AMO DYNAMIC RISK PREMIA MASTER FUND, LTD | Hedge Fund | Cayman Islands | 2 | $81.6M | $1.0M |
| MAI BRIDGE FUND | Hedge Fund | Cayman Islands | 1 | $51.2M | $1.0M |
| AMO DYNAMIC RISK PREMIA ONSHORE FUND, LLC | Hedge Fund | Delaware | 0 | — | $1.0M |
| AMO DYNAMIC RISK PREMIA OFFSHORE FUND, LTD | Hedge Fund | Cayman Islands | 1 | — | $1.0M |