CAPITAL ADVANTAGE, INC.

CAPITAL ADVANTAGE, INC. of WALNUT CREEK, CA is an SEC-registered investment adviser (CRD 108985). Regulatory assets under management: $1.3B.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (21)

NameRoleLocation
Taylor FrancisDIRECTOR OF INVESTMENT MANAGEMENT; OWNER / DIRECTOR OF INVESTMENT MANAGEMENTSan Francisco, CA
John Sterrett HaymanPRESIDENT; TRUSTEE
Dawnalizabeth HenkeOWNER / CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICERWalnut Creek, CA
Donna Lewis ZinmanSENIOR FINANCIAL ADVISOR; TRUSTEE
Colin Francis TaylorOWNER / DIRECTOR OF INVESTMENT MANAGEMENT
Ian Ashley CastilleSENIOR FINANCIAL ADVISOR; TRUSTEE
Mark A ZinmanTRUSTEE
Nicola LongmuirTRUSTEE
Sara Lyn Delee CastilleTRUSTEE
HAYMAN JOHN STERRETTPRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; TRUSTEE
WILDE VICKIE LYNNCCO; CHIEF COMPLIANCE OFFICER
HARRIS MARIAN SIMSCCO
HENKE DAWNALIZABETHCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER; OWNER / CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER
HENKE DAWN ELIZABETHCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER
LEWIS DONNA LYNNEXECUTIVE VICE PRESIDENT
SALE MONICA LOUISESECRETARY
CASTILLE IAN ASHLEYOWNER/SENIOR FINANCIAL ADVISOR; SENIOR FINANCIAL ADVISOR; TRUSTEE
ZINMAN DONNA LEWISSENIOR FINANCIAL ADVISOR; TRUSTEE
ZINMAN MARK ATRUSTEE
LONGMUIR NICOLATRUSTEE
CASTILLE SARA LYN DELEETRUSTEE

Branch offices (2)

CityStateEmployeesPhone
1(415) 238-0038
1(415) 238-0038

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