PRINCIPAL REAL ESTATE of DES MOINES, IA is an SEC-registered investment adviser (CRD 109008). Regulatory assets under management: $105.6B.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
Showing 25 of 36 people.
| Name | Role | Location |
|---|---|---|
| Jill Marie Hittner | CHIEF FINANCIAL OFFICER | Des Moines, IA |
| Kamal Bhatia | DIRECTOR | — |
| Justin Thomas Lange | CHIEF COMPLIANCE OFFICER | — |
| Todd Eugene Everett | DIRECTOR | — |
| George Peter Maris | CIO & GLOBAL HEAD OFEQUITIES; CIO & GLOBAL HEAD OF EQUITIES | — |
| George Djurasovic | GENERAL COUNSEL | — |
| Barbara Wenig | CHIEF BUSINESS OFFICER | — |
| Timothy Allen Hill | SENIOR EXECUTIVE MANAGING DIRECTOR, U.S.AND EUROPE CLIENT GROUP | — |
| SERAJI-SPELLERBERG MINOO | CHIEF COMPLIANCE OFFICER - NORTH AMERICA | — |
| DONOHUE ANDREW JOHN | CHIEF COMPLIANCE OFFICER | — |
| HILLER JEFFREY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER-GLOBAL | — |
| MCCAUGHAN JAMES PATRICK | DIRECTOR; EXECUTIVE DIRECTOR | — |
| BOGART JERALD LEE | BOARD MEMBER | — |
| LAWLER JULIA MARIE | DIRECTOR; EXECUTIVE DIRECTOR; PRESIDENT - REAL ESTATE EQUITY GROUP | — |
| MIGRO MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| MUNDT RANDALL CRAIG | PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| HALTER PATRICK GREGORY | CHAIRMAN; CHIEF EXECUTIVE OFFICER; PRESIDENT - REAL ESTATE FIXED INCOME GROUP | — |
| MCKENZIE BARBARA | EXECUTIVE DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| GRAVES STEVEN KENT | CHIEF OPERATING OFFICER | — |
| PICK STEPHEN WILLIAM | CHIEF FINANCIAL OFFICER | — |
| VALENTINE LEANNE MARIE | COUNSEL | — |
| HOWALD TIM | BOARD MEMBER | — |
| HIBBS RICHARD W | EXECUTIVE VICE PRESIDENT - MARKETING | — |
| SCHMITZ FRANK EDWARD | MANAGING HEAD OF REAL ESTATE EQUITY | — |
| PEARSTON KAREN | COUNSEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-08 | regulatory | IN APRIL 2022 PRINCIPAL GLOBAL INVESTORS, LLC (PGI) HAD AN UNINTENTIONAL SHORT SALE OF A SECURITY DUE TO A CORPORATE ACTION IN POTENTIAL BREACH OF LOCAL REGULATIONS. IN SEPTEMBER 2022, PGI RECEIVED AN EMAIL REGARDING "NOTICE OF ACTION TO BE TAKEN" REGARDING THE BREACH OF LOCAL RESTRICTION PROVISIONS… | Final | $34K |