SOVEREIGN WEALTH MANAGEMENT INC of MEMPHIS, TN is an SEC-registered investment adviser (CRD 109024). Regulatory assets under management: $301.3M.
| Name | Role | Location |
|---|---|---|
| WARWICK BENJAMIN TROY | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | — |
| CARRICK BENJAMIN LANE | CHAIRMAN, CEO & PRESIDENT; CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | — |
| OSWALT JENNIFER K | CHIEF FINANCIAL OFFICER/SECRETARY; CHIEF FINANCIAL OFFICER/SECRETARY/SHAREHOLDER | — |
| DEUTSCH MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/SHAREHOLDER; CHIEF OPERATING OFFICER/SHAREHOLDER/CHIEF COMPLIANCE OFFICER | — |
| BOBANGO JOHN | SHAREHOLDER | — |
| ABSTON FRANK NORFLEET | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| STRICKLAND TRACI BLAIR | CHIEF COMPLIANCE OFFICER | — |
| DUBOISE MARY D | CHIEF COMPLIANCE OFFICER | — |
| DAVIS MARY K | CHIEF COMPLIANCE OFFICER | — |