CREATIVE FINANCIAL DESIGNS, INC. of KOKOMO, IN is an SEC-registered investment adviser (CRD 109032). Regulatory assets under management: $2.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Subscription.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations.
Showing 25 of 34 people.
| Name | Role | Location |
|---|---|---|
| Brent Anthony Owens | PRESIDENT, DIRECTOR; TRUSTEE | — |
| Kregg Jerrod Rooze | DIRECTOR, VICE PRESIDENT | — |
| Brooke Leigh Rockey | SECRETARY, DIRECTOR | — |
| Matthew O Bahrenburg | CHIEF COMPLIANCE OFFICER | — |
| Mickey Lee Owens | DIRECTOR; TRUSTEE | — |
| Christopher M Rockey | DIRECTOR, TREASURER | — |
| Kathryn Elaine Owens | TRUSTEE | — |
| Brigit R Braun | DIRECTOR | — |
| WORTHLEY STEWART K | SHAREHOLDER | — |
| OWENS BRENT ANTHONY | PRESIDENT; PRESIDENT, DIRECTOR; TRUSTEE | — |
| COLLINS CHANDRA SUE | SECRETARY AND TREASURER | — |
| GRIFFIN MELISSA M | SHAREHOLDER | — |
| GREGG WILLIAM EDWARD | CHIEF COMPLIANCE OFFICER | — |
| STOLLINGS JERRY CHAD | CHIEF COMPLIANCE OFFICER | — |
| OWENS DWAIN LEE | DIRECTOR; DIRECTOR, SHAREHOLDER; SHAREHOLDER (+1 more) | — |
| CREEKMUR JOHN MARK | DIRECTOR, TREASURER | — |
| ROOZE KREGG JERROD | DIRECTOR; DIRECTOR, VICE PRESIDENT | — |
| SMITH BONNIE LOU | DIRECTOR | — |
| DAWSON DENNIS KELLY | DIRECTOR | — |
| ROCKEY BROOKE LEIGH | SECRETARY, DIRECTOR | — |
| REED GREG | DIRECTOR | — |
| WILLIAMS PHILLIP P | DIRECTOR | — |
| SALSBERY ADAM ROBERT | DIRECTOR | — |
| BAHRENBURG MATTHEW O | CHIEF COMPLIANCE OFFICER | — |
| GUYOT JAMES A | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-09-25 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") ISSUED PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 15(B) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT") AND SECTIONS 203(E) AND 203(K) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT") AGAINST CREATIV… | Final | $212K |
| — | regulatory | — | — | — |
| — | criminal | — | — | — |