RICHARD NEY & ASSOCIATES ASSET MANAGEMENT, INC.

RICHARD NEY & ASSOCIATES ASSET MANAGEMENT, INC. is an SEC-registered investment adviser (CRD 109075). Regulatory assets under management: $181.5M.

Registration

• CRD: 109075
• SEC file number: 801-60069
• Type: Registered investment adviser
• Phone: 626-441-2222
• Latest filing: 2026-02-27
• Regulatory AUM: $181.5M
• Discretionary AUM: $181.5M
• Clients: 1
• Accounts: 64

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 109075 on SEC IAPD (source of record)
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