AXA ROSENBERG INVESTMENT MANAGEMENT LLC of ORINDA, CA is an SEC-registered investment adviser (CRD 109077). Regulatory assets under management: $22.2B.
Showing 25 of 47 people.
| Name | Role | Location |
|---|---|---|
| Smith R Lawrence | HEAD OF GLOBAL TRADING; HEAD OF TRADING & ADMINISTRATIVE OFFICER | Overland Park, KS |
| PRUNET STEPHANE FRANCOIS | GROUP CHIEF EXECUTIVE OFFICER | — |
| REID KENNETH | GLOBAL CHIEF INVESTMENT OFFICER; GROUP VICE CHAIRMAN; HEAD OF RESEARCH AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER (+1 more) | — |
| RICKS WILLIAM EDWIN | CEO AND CIO; CIO; CIO & INTERIM GLOBAL HEAD OF PORTFOLIO MANAGEMENT (+1 more) | — |
| ROSENBERG BARR | CHAIRMAN, BARR ROSENBERG RESEARCH CENTER LLC; DIRECTOR, BARR ROSENBERG RESEARCH CENTER LLC; GENERAL PARTNER | — |
| ROSENBERG JUNE DIANE | GENERAL PARTNER | — |
| WIEBE WILLIAM RANDALL | CHIEF LEGAL COUNSEL; GROUP CHIEF LEGAL COUNSEL | — |
| DONALDSON SARA MELOHN | AMERICAS' CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AMERICAS | — |
| ORDONNEAU VINCENT PAUL | GROUP CHIEF FINANCIAL OFFICER | — |
| CARREL-BILLIARD DOMINIQUE | CHAIRMAN, DIRECTOR | — |
| LYMAN EDWARD HARVEY | GLOBAL CHIEF OPERATING OFFICER; GLOBAL PRESIDENT | — |
| YOUNG JAMES WARREN | GROUP CHIEF FINANCIAL OFFICER | — |
| SEVILLA AGUSTIN RAMOS | GLOBAL CHIEF INVESTMENT OFFICER | — |
| HOUSSELS KATHLEEN | DEPUTY CIO; HEAD OF INVESTMENT MODELS AND CO-DIRECTOR OF THE BARR ROSENBERG RESEARCH CENTER; HEAD OF INVESTMENT MODELS & CO-DIRECTOR RESEARCH CENTER (+2 more) | — |
| BASKIN JEREMY MATTHEW | GLOBAL CEO, GLOBAL CIO, DIRECTOR; GROUP CEO, GLOBAL HEAD OF PORTFOLIO MANAGEMENT & CEO AMERICAS; GROUP CHIEF EXECUTIVE OFFICER | — |
| JUMP FRANCIS WILLIAM | CIO; CIO AMERICAS | — |
| ROBINET FRANCOIS | GLOBAL CHIEF EXECUTIVE OFFICER | — |
| CLARK MARTHA PARRY | CEO AND GLOBAL COO; COO | — |
| SABO CATHY JEAN | CHIEF COMPLIANCE OFFICER; GLOBAL CHIEF COMPLIANCE OFFICER; OFFICER | — |
| MOLLOY KEVIN | DIRECTOR | — |
| BURTON PAUL DOUGLAS | CEO | — |
| BROWN KATHLEEN | DEPUTY CIO | — |
| RIDLEY HEIDI KHASHABI | CHIEF OPERATING OFFICER; GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| KIM SAMUEL SUNG HAN | CHIEF LEGAL OFFICER | — |
| FLAVIER PAUL NA | HEAD OF RISK MANAGEMENT; HEAD OF ROSENBERG EQUITIES & CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC | Other Private Fund | — | 11 | $15.6M | $1.0M |