Smith R Lawrence of Overland Park, KS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Smith R Lawrence appears on 11 filing roles across Form ADV (10), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AXA INVESTMENT MANAGERS US INC | HEAD OF US TRADING; GLOBAL HEAD OF TRADING & ADMINISTRATIVE OFFICER, EQUITY QI | NEW YORK, NY |
| — | Form ADV | BRISTOL GATE CAPITAL PARTNERS INC. | DIRECTOR | TORONTO |
| — | Form ADV | CPE CAPITAL | SHAREHOLDER | SYDNEY, NSW |
| — | Form ADV | SEELAUS ASSET MANAGEMENT, LLC | MEMBER/CHIEF COMPLIANCE OFFICER | CHATHAM, NJ |
| — | Form ADV | NUTTER INVESTMENT ADVISORS LIMITED PARTNERSHIP | GENERAL PARTNER | BOSTON, MA |
| — | Form ADV | TT INTERNATIONAL ASSET MANAGEMENT LTD | GENERAL PARTNER | LONDON |
| — | Form ADV | ASCENSION ASSET MANAGEMENT LLC | SENIOR VP & CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | AXA ROSENBERG INVESTMENT MANAGEMENT LLC | HEAD OF TRADING & ADMINISTRATIVE OFFICER | ORINDA, CA |
| — | Form ADV | BENEFIT & INVESTMENT CONCEPTS, INC. | PRESIDENT & CEO | — |
| — | Form ADV | CHAMP VENTURES 7 MANAGEMENT PTY LTD | DIRECTOR - CHAMP VENTURES PTY LTD, CHAMP VENTURES 7 MANAGEMENT PTY LTD | SYDNEY |
| 2019-04-11 | Form D | Solea Energy, LLC | Related Person | OVERLAND PARK, KS |