MOTT & ASSOCIATES INC
MOTT & ASSOCIATES INC of DAVIDSON, NC is an SEC-registered investment adviser (CRD 109136). Regulatory assets under management: $43.0M.
Registration
- CRD: 109136
- SEC file number: 801-57825
- Type: Registered investment adviser
- Location: 19000 DAVIDSON-CONCORD ROAD, DAVIDSON, NC, 28036
- Phone: 704-896-6841
- Latest filing: 2011-03-24
- Regulatory AUM: $43.0M
- Discretionary AUM: $32.2M
- Non-discretionary AUM: $10.8M
- Clients: 1
- Accounts: 254
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| MOTT JOSEPH MONROE | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| RICHARDSON MELIA SMART | CHIEF COMPLIANCE OFFICER | — |
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