NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC of SOUTH MERIDEN, CT is an SEC-registered investment adviser (CRD 109203). Regulatory assets under management: $673.0M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Christopher William Beale | MANAGING MEMBER | — |
| Darren M Tapley | CHIEF COMPLIANCE OFFICER | — |
| Christopher Michael Lee | MEMBER | — |
| BEALE CHRISTOPHER WILLIAM | MANAGING MEMBER; OWNER; OWNER & CHIEF COMPLIANCE OFFICER | — |
| LEE MICHAEL | MEMBER; OWNER | — |
| TAPLEY JEFFREY M | CHIEF COMPLIANCE OFFICER | — |
| Ann Marie Ocone | MEMBER | — |