BROOKLINE INVESTMENTS, INC. of BIRMINGHAM, AL is an SEC-registered investment adviser (CRD 109239). Regulatory assets under management: $281.5M.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| James Rainer Twiford | OWNER; PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| Sarah Elizabeth Cain | CHIEF FINANCIAL OFFICER | — |
| James Edward Andrew Loftin | MANAGING DIRECTOR | — |
| TWIFORD JAMES RAINER | OWNER; PRESIDENT & DIRECTOR; PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| GIEGER HOLLIS NORMAN | INVESTMENT ADVISORY REPRESENTATIVE; OWNER; PRINCIPAL (+1 more) | — |
| MCELROY JAMES TAYLOR | VP & CHIEF COMPLIANCE OFFICER | — |
| WELLS WILLIAM PAUL | INVESTMENT ADVISORY REPRESENTATIVE; PRINCIPAL | — |
| BILLS PATRICIA ALLEN | CHIEF COMPLIANCE OFFICER/VP | — |
| BARBER PETER EARL | ASSISTANT SECRETARY | — |
| COLLIER JOHN FORREST | VICE PRESIDENT & DIRECTOR | — |
| CARLISLE WILLIAM TODD | VICE PRESIDENT, SECRETARY & DIRECTOR | — |
| DUKE KEITH D | VICE PRESIDENT, TREASURER & DIRECTOR | — |
| SMITH GARLAND RUSSELL | ASSISTANT TREASURER | — |
| SHIRLEY JAMES ROBERT | ASST. TREASURER | — |
| GLENN DARCY GAIL | COMPLIANCE OFFICER; VP & CHIEF COMPLIANCE OFFICER | — |
| KING MADDING | MANAGING DIRECTOR | — |
| MOONEY ALICIA H | CHIEF FINANCIAL OFFICER | — |
| CAIN SARAH ELIZABETH | CHIEF FINANCIAL OFFICER | — |
| KENNEDY LAREE PAYNE | CHIEF COMPLIANCE OFFICER | — |
| LOFTIN JAMES EDWARD ANDREW | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | civil | THIS AGREEMENT WAS A RESULT OF COURT-ORDERED MEDIATION AND WAS MADE BEFORE ANY CASE-DISPOSITIVE MOTIONS WERE RULED UPON IN THE LAWSUIT. | Final | $20K |