WESTLB ASSET MANAGEMENT (US) LLC

WESTLB ASSET MANAGEMENT (US) LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 109256). Regulatory assets under management: $27.5B.

Registration

Officers, owners & control persons (29)

Showing 25 of 29 people.

NameRoleLocation
Frank ThomasCO-GENERAL MANAGER WESTLB NY BRANCH, BOARD MEMBER; LOCAL COO AND CFO AMERICAS WESTLB, BOARD MEMBER; MANAGING DIRECTOR, WESTLB AND BOARD MEMBERToronto, A6
Frank F ThomasCO-GENERAL MANAGER WESTLB NY BRANCH, BOARD MEMBER; LOCAL COO AND CFO AMERICAS WESTLB, BOARD MEMBER; MANAGING DIRECTOR, WESTLB AND BOARD MEMBERScottsdale, AZ
PORTES SUSAN LIFSEYEXECUTIVE DIRECTOR,HEAD OF COMPLIANCE/NON-OWNER; HEAD OF COMPLIANCE; MANAGING DIRECTOR,CHIEF COMPLIANCE OFFICER/NON-OWNER (+1 more)
ROBERTSON FREDERICK SAUNDERSMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER
NUNNELEY LUKE JAMES CHARLESMANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER/NON-OWNER
COLGAN BRIAN CHRISTOPHEREXECUTIVE DIRECTOR; MANAGING DIRECTOR
HARRINGTON DAVID FMANAGING DIRECTOR
OTIS JOHN GLENNONEXECUTIVE DIRECTOR
BARRANTES BARBARA TEXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER
LIGHT GRAHAM COURTNEY GEORGEMANAGING DIRECTOR, HEAD INVESTMENT MANAGEMENT; MANAGING DIRECTOR, HEAD INVESTMENT MANAGEMENT WESTLB; VICE CHAIRMAN, HEAD GLOBAL INVESTMENT MANAGEMENT WESTLB AND BOARD MEMBER
SZIRMAI STEPHAN LADISLAUSHEAD OF NORTH AMERICA OPERATIONS
PIPKIN JOHN RAYMONDEXECUTIVE DIRECTOR, CLIENT SERVICES; EXECUTIVE DIRECTOR, CLIENT SERVICES/NON-OWNER
CAUDELL GREGORY KDIRECTOR, HEAD OF NORTH AMERICA OPERATIONS/NON-OWNER; HEAD OF NORTH AMERICA OPERATIONS
GALOWSKI JAMES EDWARDMANAGING DIRECTOR, HEAD OF STRUCTURED PRODUCTS DIVISION/NON-OWNER
KELLERMAN JAMES EDWARDCIO, BROAD MARKET; CIO, BROAD MARKET/NON-OWNER
CHAPMAN SUZANNE ELIZABETHCIO, SHORT DURATION; CIO, SHORT DURATION/NON-OWNER
SUSPANIC GEORGE MCHIEF INVESTMENT OFFICER; MANAGING DIRECTOR; PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR
MCCAFFERY THOMAS DALTONHEAD OF GLOBAL ORIGINATION WESTLB, CO-GENERAL MGR WESTLB NY BRANCH, DIRECTOR AND CO-CHAIRMAN BD OF DIRECTORS; MANAGING DIRECTOR, GENERAL MANAGER WESTLB NY BRANCH , DIRECTOR AND CO-CHAIRMAN BD OF DIRECTORS; MANAGING DIRECTOR WESTLB (+1 more)
COLVERD NEILCO-GENERAL MGR WESTLB LONDON BRANCH, DIRECTOR AND CO-CHAIRMAN BD OF DIRECTORS; GENERAL MGR WESTLB LONDON BRANCH, GLOBAL HEAD OF INV MGMT-PEG, DIRECTOR AND CO-CHAIRMAN BD OF DIRECTORS; PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER (+1 more)
ALFINO GERALDINECHIEF OPERATING OFFICER
KARDORF SONJACHIEF RISK OFFICER WESTLB NY BRANCH, BOARD MEMBER; EXECUTIVE DIRECTOR, WESTLB AND BOARD MEMBER; REGIONAL CHIEF RISK OFFICER AND HEAD OF STRUCTURED FINANCE AMERICAS WESTLB, BOARD MEMBER
MEHWALD ULF-ERIKCHIEF FINANCIAL OFFICER
CADOGAN MARGARET MARYCHIEF COMPLIANCE OFFICER
VORBACH MARKMANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER/NON-OWNER
VORBACH MARK ADRIANMANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER/NON-OWNER

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