Frank Thomas of Toronto, A6 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Frank Thomas appears on 5 filing roles across Form ADV (3), Form D (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FAMILY MANAGE LLC | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | WESTLB ASSET MANAGEMENT (US) LLC | CO-GENERAL MANAGER WESTLB NY BRANCH, BOARD MEMBER | NEW YORK, NY |
| — | Form ADV | CONSTELLATION WEALTH ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2010-02-04 | Form D | MOLECULAR BIOMETRICS INC | Executive Officer | NORWOOD, MA |
| 2018-09-11 | Form D | FRECKLE I.O.T. LTD. | Executive Officer | TORONTO, A6 |