YUKON WEALTH MANAGEMENT, INC. of OVERLAND PARK, KS is an SEC-registered investment adviser (CRD 109413). Regulatory assets under management: $467.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Other.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| John Robert Hanahan | PRESIDENT/OWNER/CCO | — |
| HANAHAN JOHN ROBERT | CHIEF COMPLIANCE OFFICER; PRESIDENT/OWNER; PRESIDENT/OWNER/CCO (+1 more) | — |
| MURPHY PAUL T | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2006-10-16 | regulatory | FROM 6/25/05 THROUGH 5/31/06 YUKON EMPLOYED AN UNREGISTERED INVESTMENT ADVISORY REPRESENTATIVE DUE TO AN ADMINISTRATIVE MIXUP. | Final | $3K |