RREEF AMERICA L.L.C. of CHICAGO, IL is an SEC-registered investment adviser (CRD 109596). Regulatory assets under management: $34.3B.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 73 people.
| Name | Role | Location |
|---|---|---|
| Jennifer M Cattier | CHIEF LEGAL OFFICER | NEW YORK, NY |
| John W Vojticek | CO-CHIEF EXECUTIVE OFFICER | Chicago, IL |
| Michelle Sharon Goveia | CHIEF COMPLIANCE OFFICER | — |
| Jonathan Philip Panek | CHIEF LEGAL OFFICER | — |
| William Todd Henderson | CO-CHIEF EXECUTIVE OFFICER | — |
| Freddi Klassen | CHIEF OPERATING OFFICER | — |
| Michael Joseph Gilligan | CHIEF FINANCIAL OFFICER | — |
| Michael Tarrant Smith | CHIEF FINANCIAL OFFICER | — |
| PUTNAM EDWARD B | MANAGING DIRECTOR | — |
| BERGER ROBIN OSTERDAHL | CHIEF COMPLIANCE OFFICER | — |
| CONTE ANTHONY | CHIEF COMPLIANCE OFFICER | — |
| PALAZZOLO SALVATORE | CHIEF LEGAL OFFICER | — |
| KING SHANNON ALAN | MGT BD; POLICY COMMITTEE; POLICY COMMITTEE & VICE CHAIR OF DEAM | — |
| CATTIER JENNIFER MURPHY | CHIEF LEGAL OFFICER | — |
| WEAVER DAVID S | EXEC OFFICER | — |
| STEPPE STEPHEN | CHAIRMAN & MANAGEMENT COMMITTEE; CHIEF EXECUTIVE OFFICER,POLICY COMMITTEE; MGT BD (+1 more) | — |
| COOK ROBERT JOHN | EXEC OFF; MANAGING DIRECTOR & MANAGER; POLICY COMMITTEE | — |
| GONZALEZ TIMOTHY KEVIN | EXEC OFF; MANAGEMENT COMMITTEE; POLICY COMMITTEE (+2 more) | — |
| LEITNER III CHARLES BERTRAND | CHIEF EXECUTIVE OFFICER; EXEC OFF; POLICY COMMITTEE (+1 more) | — |
| MERRIMAN DWIGHT L | EXEC OFF; EXECU OFF; MANAGEMENT COMMITTEE | — |
| KEITH TIMOTHY B | EXEC OFFICER; EXEC OFFICER, CIO, GLOBAL HEAD OF PRODUCT; GLOBAL CHIEF INVESTMENT OFFICER | — |
| GAYLORD LAURA RITTER | EXEC OFFICER; HEAD OF CLIENT RELATIONS & MANAGEMENT COMMITTEE; HEAD OF CLIENT RELATIONS & RREEF AMERICAS MANAGEMENT COMMITTEE MEMBER | — |
| CASELLINI MARLENA M | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND MANAGEMENT COMMITTEE (+7 more) | — |
| FEINBERG PETER F | EXEC OFFICER; MANAGEMENT COMMITTEE; RREEF AMERICAS MANAGEMENT COMMITTEE MEMBER | — |
| VOJTICEK JOHN W | CO-CHIEF EXECUTIVE OFFICER; EXEC OFFICER; MANAGEMENT COMMITTEE (+1 more) | — |
Showing 10 of 90 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-04-30 | regulatory | ON APRIL 30, 2026, DEUTSCHE BANK AG, LONDON BRANCH ("DBAG") ENTERED INTO A SETTLEMENT WITH THE UNITED KINGDOM'S OFFICE OF FINANCIAL SANCTIONS IMPLEMENTATION ("OFSI") IN WHICH OFSI FOUND THAT DBAG VIOLATED REGULATION 12 OF THE RUSSIA (SANCTIONS) (EU EXIT) REGULATIONS 2019 FOR PROCESSING TWO PAYMENT T… | Final | $224K |
| 2026-03-12 | regulatory | ON MARCH 12, 2026, THE SAUDI CENTRAL BANK ("SAMA") FOUND THAT DEUTSCHE BANK AG, RIYADH BRANCH ("DBAG") VIOLATED ARTICLE 17 OF THE SAUDI BANKING CONTROL LAW FOR DEPOSIT REPORTING DISCREPANCIES IN DBAG'S SEPTEMBER 2025 AND OCTOBER 2025 REPORTS TO SAMA. | Final | $1K |
| 2025-06-09 | regulatory | THE SECURITIES AND FUTURES COMMISSION OF HONG KONG (THE "SFC") COMMENCED INVESTIGATIONS INTO DEUTSCHE BANK AG, HONG KONG BRANCH ("DBHK") FOLLOWING SELF-REPORTS MADE BY DBHK REGARDING SELF-IDENTIFIED INCIDENTS, WHICH THE SFC FOUND VIOLATED GENERAL PRINCIPLES 2 (DILIGENCE), 7 (COMPLIANCE), AND PARAGRA… | Final | $3.0M |
| 2025-06-02 | regulatory | ICE CLEAR CREDIT LLC ("ICE CLEAR CREDIT") FOUND THAT DEUTSCHE BANK AG ("DBAG") FAILED TO COMPLY WITH ICE CLEAR CREDIT RULE 404(B) RELATING TO THE TIMELY SUBMISSION OF TWO END-OF-DAY PRICES. | Final | $4K |
| 2025-04-11 | regulatory | BLOOMBERG SEF LLC ("BSEF") FOUND THAT DEUTSCHE BANK AG ("DBAG") FAILED TO REPORT ERROR TRADES IN A TIMELY MANNER IN ACCORDANCE WITH BSEF RULES, AND THAT DBAG FAILED TO ADMINISTER SUPERVISORY PROCEDURES TO ENSURE THAT ERROR TRADES WERE PROPERLY REPORTED AND CORRECTED ON BSEF. | Final | $135K |
| 2025-03-24 | regulatory | ON MAY 13, 2025, THE RESERVE BANK OF INDIA ("RBI") FOUND THAT DEUTSCHE BANK AG, INDIA ("DBAG") VIOLATED AN RBI DIRECTIVE BY FAILING TO REGISTER CERTAIN LARGE ACCOUNTS WITH THE CREDIT REPOSITORY OF INFORMATION ON LARGE CREDIT ("CRILC") PLATFORM. | Final | $58K |
| 2025-03-17 | regulatory | ON APRIL 1, 2025, DWS GROUP GMBH & CO. KGAA AND DWS INVESTMENT GMBH (TOGETHER, "DWS") RECEIVED AN ADMINISTRATIVE FINE NOTICE FROM THE FRANKFURT PUBLIC PROSECUTOR FINDING THAT DWS COMMITTED AN ADMINISTRATIVE OFFENSE BY NEGLIGENTLY BREACHING A REQUIREMENT REGARDING PROPER BUSINESS OPERATIONS IN THE GE… | Final | $27.5M |
| 2024-07-04 | regulatory | THE GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY ("BAFIN") DETERMINED THAT THE CONSOLIDATED FINANCIAL STATEMENTS OF DEUTSCHE BANK AG ("DBAG") FOR FY2019 MISAPPLIED THE INTERNATIONAL FINANCIAL REPORTING STANDARDS ("IFRS") - INTERNATIONAL ACCOUNTING STANDARDS ("IAS") RELATING TO SPECIFICS OF THE DIS… | Final | — |
| 2024-06-20 | regulatory | THE SECURITIES AND COMMODITIES AUTHORITY - UAE ("SCA") FOUND THAT DEUTSCHE BANK AG, DUBAI BRANCH (DEUTSCHE SECURITIES AND SERVICES) ("DSS") FAILED TO TIMELY SUBMIT A REQUIRED ANNUAL FINANCIAL REPORT FOR THE PERIOD ENDING DECEMBER 31, 2023. | On Appeal | $14K |
| 2024-04-04 | regulatory | EUREX DEUTSCHLAND ("EUREX") FOUND THAT, IN NOVEMBER 2023, DEUTSCHE BANK AG, FRANKFURT AM MAIN ("DB AG") FAILED TO CONVERT 16 SHORT CODES INTO LONG CODES AS REQUIRED BY SECTION 72 OF THE EUREX EXCHANGE RULES, RESULTING IN A VIOLATION OF SECTION 26 G OF THE GERMAN STOCK EXCHANGE ACT AS WELL AS ARTICLE… | Final | — |