SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC of WELLESLEY HILLS, MA is an SEC-registered investment adviser (CRD 109684). Regulatory assets under management: $76.4B.
Compensation: % of AUM, Fixed, Other.
Clients served: Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 54 people.
| Name | Role | Location |
|---|---|---|
| Randolph Brill Brown | CIO, SUN LIFE, MANAGER, BOARD OF MANAGERS | — |
| Colleen Louise Kallas | SECRETARY | — |
| Marlene Frances Van Den Hoogen | SVP, CHIEF FINANCIAL OFFICER, TREASURER | — |
| Stephen Clarkson Peacher | PRESIDENT AND MANAGER, BOARD OF MANAGERS | — |
| Amy Elizabeth Deangelo | MANAGER, BOARD OF MANAGERS | — |
| Joseph A Mi Only Hanlon | CHIEF COMPLIANCE OFFICER | — |
| Jonathan Mark Davidson Ross | MANAGER, BOARD OF MANAGERS | — |
| Sandra Francesca Perri | MANAGER, BOARD OF MANAGERS | — |
| MONAHAN JOSEPH | SENIOR VICE PRESIDENT | — |
| MANIOUDAKIS ANGELO GEORGE | MANAGING DIRECTOR AND MANAGER; SENIOR MANAGING DIRECTOR AND MANAGER | — |
| MURPHY DANIEL ANTHONY | HEAD OF INSTITUTIONAL BUSINESS, SLC MANAGEMENT AND MANAGER, BOARD OF MANAGERS | — |
| PHILLIPS RICHARD ROBERT | DIRECTOR, COMPLIANCE & CHIEF COMPLIANCE OFFICER | — |
| PRIEUR CLAUDE JAMES | CHAIRMAN AND DIRECTOR; CHAIRMAN AND MANAGER | — |
| GORDON MARK RICHARD | SENIOR VICE PRESIDENT | — |
| GREENE MICHAEL CHARLES | SENIOR VICE PRESIDENT | — |
| ALBAN JAMES FRANCIS | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| ANDERSON JAMES MITCHELL ANGUS | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR; PRESIDENT, CHIEF INVESTMENT OFFICER AND MANAGER | — |
| MURPHY MAURA ANNE | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR AND GENERAL COUNSEL; MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY (+2 more) | — |
| DONNELLY JOHN THOMAS | PRESIDENT AND MANAGER; PRESIDENT AND MANAGER, AND HEAD OF STRATEGIC INITIATIVES, SLC MANAGEMENT; PRESIDENT, CHIEF INVESTMENT OFFICER AND MANAGER (+3 more) | — |
| CIARDI JOSEPH LOUIS | CHIEF COMPLIANCE OFFICER | — |
| FRIESEN RONALD HIEBERT | MANAGER; SENIOR MANAGING DIRECTOR, TREASURER AND MANAGER; SENIOR VICE PRESIDENT, TREASURER AND MANAGER | — |
| PEDULLA THOMAS VINCENT | SENIOR VICE PRESIDENT | — |
| SARACENO LEO DUDLEY | SENIOR MANAGING DIRECTOR AND MANAGER; SENIOR VICE PRESIDENT | — |
| CORSI GARY | SENIOR VICE PRESIDENT, TREASURER AND DIRECTOR; SENIOR VICE PRESIDENT, TREASURER AND MANAGER | — |
| WYMAN STEVEN PATRICK | SENIOR VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-06-30 | regulatory | THE CHICAGO BOARD OF TRADE ("CBOT") ALLEGED VIOLATIONS BY SUN LIFE FINANCIAL INC. OF CBOT (LEGACY) RULE 432 AND RULE 534, RELATED TO TWO TRADES ON GLOBEX TOTALING 989 SEPTEMBER 2012 ULTRA TREASURY BOND FUTURES CONTRACTS. | Final | $50K |
| 2014-06-30 | regulatory | THE CHICAGO BOARD OF TRADE ("CBOT") ALLEGED VIOLATIONS BY SUN LIFE FINANCIAL INC. OF CBOT (LEGACY) RULE 432 AND RULE 534, RELATED TO TWOTRADES ON GLOBEX TOTALING 989 SEPTEMBER 2012 ULTRA TREASURY BOND FUTURES CONTRACTS. | Final | $50K |