LASALLE ST. INVESTMENT ADVISORS, L.L.C.

LASALLE ST. INVESTMENT ADVISORS, L.L.C. of ELMHURST, IL is an SEC-registered investment adviser (CRD 109701). Regulatory assets under management: $5.7B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (16)

NameRoleLocation
Daniel John SchlesserCFO/SEC./TREAS.—
Vincent Edward IncertoCHIEF COMPLIANCE OFFICER—
Michael Mitchell DrozdCHIEF INVESTMENT OFFICER—
MCDERMOTT JOHN WILLIAMPRESIDENT—
SCHLESSER DANIEL JOHNCFO/SEC./TREAS.—
BAHULEYAN SAJUCHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER—
CARSTENSEN JAY CHRISTIANCIO—
PETRONELLA NICHOLAS MICHAELCHIEF COMPLIANCE OFFICER—
BARLOW SCOTT EDWARDCHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER—
BARLOW SCOTTCHIEF COMPLIANCE OFFICER—
ARROYO KARIN GIOVANNACHIEF COMPLIANCE OFFICER—
GARWOOD KIRSTEN YELENACHIEF COMPLIANCE OFFICER—
OLIYAR ANASTASIYACHIEF COMPLIANCE OFFICER—
BALDWIN JAMES CLAYTONCHIEF INVESTMENT OFFICER—
INCERTO VINCENT EDWARDCHIEF COMPLIANCE OFFICER—
DROZD MICHAEL MITCHELLCHIEF INVESTMENT OFFICER—

Disclosures (10)

InitiatedTypeAllegationsStatusAmount
2019-03-11regulatoryFAILURE TO ADEQUITLY DISCLOSE TO CLIENTS CONFLICTS OF INTEREST RELATED TO 12B-1 FEES AND SELECTION OF MUTUAL FUND SHARE CLASSES.Final$435K
—regulatory———

Branch offices (25)

Showing 15 of 25 offices.

CityStateEmployeesPhone
WARRENVILLEIL10(630) 355-5955
INDIANAPOLISIN8(317) 842-7600
FRANKFORTIL6(815) 464-1730
TYLERTX6903-509-2289
EAST AURORANY5(716) 655-7600
WILLOW GROVEPA4(215) 657-8600
CLARENCENY47164635101
HIAWATHAIA4(319) 393-8913
FRANKFORTIL3(708) 231-4900
WAUWATOSAWI3(414) 266-1900
LAS VEGASNV3702) 724-0550
MCHENRYIL3(815) 363-5843
BANNOCKBURNIL2(847) 498-6211
ROCHESTERMN2(507) 424-6338
OKLAHOMA CITYOK2(405) 826-4680

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