| PUTNAM GEORGE | PRESIDENT; PRESIDENT & CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF EXECUTIVE OFFICER (+2 more) | — |
| HILL THOMAS JOHNS | VICE PRESIDENT | — |
| OWENS CARL ELWYN | MINORITY OWNER; VICE PRESIDENT | — |
| HENRY ROBERT MICHAEL | CHIEF COMPLIANCE OFFICER; MINORITY OWNER AND CHIEF COMPLIANCE OFFICER | — |
| WEINER MICHAEL STEPHEN | MINORITY OWNER AND VICE PRESIDENT; MINORITY OWNER , VICE PRESIDENT, AND CHIEF RISK OFFICER | — |
| DENT FREDERICK BAILY | MINORITY OWNER; MINORITY OWNER AND VICE PRESIDENT | — |
| MCHUGH CHRISTOPHER | MINORITY OWNER AND CHIEF ADMINISTRATIVE OFFICER; MINORITY OWNER AND CHIEF FINANCIAL OFFICER | — |
| BEALS DARREN LEON | MINORITY OWNER; MINORITY OWNER AND CHIEF FINANCIAL OFFICER; MINORITY OWNER, CHIEF FINANCIAL OFFICER AND CHIEF RISK OFFICER | — |
| KOONTZ MARK CHRISTOPHER | MINORITY OWNER; MINORITY OWNER AND HEAD TRADER | — |
| GOEDKOOP JOHAN DAAN | MINORITY OWNER AND VICE PRESIDENT | — |
| RESENDIZ GUSTAVO NMN | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; MINORITY OWNER, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |