SECURIAN ASSET MANAGEMENT, INC. of ST PAUL, MN is an SEC-registered investment adviser (CRD 109905). Regulatory assets under management: $41.6B.
Compensation: % of AUM, Fixed, Other.
Clients served: Pooled vehicles, Charities.
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| Name | Role | Location |
|---|---|---|
| Sean Thomas Mitchell | PRESIDENT; PRESIDENT; DIRECTOR | Vancouver, A1 |
| Jennifer Louise Wolf | SENIOR VICE PRESIDENT; CHIEF LEGAL OFFICER | — |
| Robert John Ehren | DIRECTOR | — |
| Michael Thomas Steinert | SENIOR VICE PRESIDENT; CHIEF OPERATING OFFICER; HEAD OF FINANCE; SENIOR VICE PRESIDENT; CHIEF OPERATING OFFICER; HEAD OF FINANCE; DIRECTOR | — |
| Suzette Louise Huovinen | PRESIDENT; CEO; DIRECTOR; PRESIDENT; CEO; INTERIM CHIEF INVESTMENT OFFICER; DIRECTOR | — |
| Jessica Lynn Parrucci | VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | — |
| Johnathan Ivan Heshelman | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER; EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| Wen Zhang Nannen | EXECUTIVE VICE PRESIDENT; DIRECTOR | — |
| FEUERHERM FREDERICK PAUL | VICE PRESIDENT AND ASSISTANT SECRETARY | — |
| BENTLEY ERIC JON | DIRECTOR | — |
| ZACCARO WARREN JOHN | DIRECTOR | — |
| KLEIST GARY MICHAEL | FINANCIAL VICE PRESIDENT AND CHIEF OPERATING OFFICER; FINANCIAL VICE PRESIDENT; DIRECTOR; INTERIM CHIEF COMPLIANCE OFFICER | — |
| ORBISON DIANNE MARIE | PRESIDENT; DIRECTOR | — |
| BAILEY VICKI LYNN | VICE PRESIDENT - DIRECTOR, INVESTMENT LAW; VICE PRESIDENT - DIRECTOR OF LEGAL SERVICES; CHIEF COMPLIANCE OFFICER; VICE PRESIDENT - INVESTMENT LAW; CHIEF COMPLIANCE OFFICER | — |
| KUPLIC DAVID MICHAEL | EXECUTIVE VICE PRESIDENT; DIRECTOR; PRESIDENT; DIRECTOR; SENIOR VICE PRESIDENT, FIXED INCOME STRATEGY AND RESEARCH; DIRECTOR | — |
| RADEL DWAYNE CHARLES | DIRECTOR | — |
| FROELICH MARILYN R | VICE PRESIDENT; VICE PRESIDENT; DIRECTOR | — |
| MILLS LYNNE MARIA | SENIOR VICE PRESIDENT; DIRECTOR | — |
| FINN BRIAN DAVID | VICE PRESIDENT - HEAD OF EQUITIES | — |
| SENKLER ROBERT LEO | PRESIDENT | — |
| WESTHOFF WILLIAM NORMAN | PRESIDENT | — |
| PETERSON GARY JOHN | COMPLIANCE OFFICER | — |
| DIANNE MARIE ORBISON | PRESIDENT; VICE PRESIDENT | — |
| DELAMBERT GUY MARMADUKE | VICE PRESIDENT AND ASSISTANT SECRETARY | — |
| SEBALD CHRISTOPHER ROMAN | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER; DIRECTOR; PRESIDENT; CHIEF INVESTMENT OFFICER; DIRECTOR; SENIOR VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-10-01 | regulatory | THE INDIVIDUAL IS A MEMBER OF THE STATE OF MINNESOTA BAR. DUE TO AN INADVERTENT DELAY IN PAYMENT OF THE ANNUAL REGISTRATION FEE, THE INDIVIDUAL WAS PLACED ON AN ADMINISTRATIVE SUSPENSION UNTIL THE FEE WAS PAID. THE FEE WAS DUE ON OCTOBER 1, 2014 AND PAID ON OCTOBER 16, 2014. | Final | — |