INVESCO ASSET MANAGEMENT LTD. of HENLEY-ON-THAMES is an SEC-registered investment adviser (CRD 109985). Regulatory assets under management: $187.6B.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 81 people.
| Name | Role | Location |
|---|---|---|
| WEBB MARK | DIRECTOR | SALT LAKE CITY, UT |
| Rupert Rossander | CHIEF LEGAL OFFICER | Chicago, IL |
| Matthieu Etienne Hubert Grosclaude | DIRECTOR / CHIEF OPERATING OFFICER | — |
| Christopher William Edge | CHIEF COMPLIANCE OFFICER | — |
| Alan John Trotter | DIRECTOR / CHIEF FINANCIAL OFFICER | — |
| Stephanie Claire Butcher | DIRECTOR / CHIEF INVESTMENT OFFICER / CHIEF EXECUTIVE OFFICER | — |
| Michael Squire Holmes | CHIEF RISK OFFICER | — |
| Georgina Taylor | CEO; DIRECTOR & CHIEF EXECUTIVE OFFICER (CEO) | — |
| James Crockett | HEAD OF INTERNAL AUDIT | — |
| KUPOR JEFFREY HOWARD | HEAD OF LEGAL SERVICES | — |
| FLANAGAN MARTIN LAWRENCE | DIRECTOR | — |
| MYERS KEVIN ANDREW | DIRECTOR | — |
| ARMOUR GREGORY MARK | CHAIRMAN OF EMEA; CHIEF EXECUTIVE OFFICER | — |
| WARD HUGH RODERICK | DIRECTOR | — |
| ROWLAND CHRISTOPHER JOHN | DIRECTOR | — |
| HOFMANN SYBILLE | CHIEF OPERATIONS OFFICER; HEAD OF EMEA OPERATIONS; HEAD OF RISK (SYSTEMS & CONTROLS FUNCTION) | — |
| MUSTOE NICHOLAS CHARLES WILLIAM | CHIEF INVESTMENT OFFICER; DIRECTOR / CHIEF INVESTMENT OFFICER | — |
| DUTHIE ROBERT JOHN | DIRECTOR | — |
| ELLIS RODERICK GEORGE HOWARD | CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| PERMAN MICHAEL STEPHEN | SECRETARY | — |
| YERBURY ROBERT JOHN | DIRECTOR | — |
| STYMAN NICK | CHIEF COMPLIANCE OFFICER; DIRECTOR OF UK COMPLIANCE | — |
| MORAN MICHELLE JOSEPHINE MARY | HEAD OF LEGAL SERVICES | — |
| PROUDFOOT GRAEME JOHN | DIRECTOR | — |
| THORNTON ANDREW DAVID | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-04-19 | regulatory | ON JANUARY 2, 2024, INVESCO ASSET MANAGEMENT LIMITED RECEIVED A NOTICE FROM THE COMMISSIONE NAZIONALE PER LE SOCIETA E LA BORSA "CONSOB" THAT IT HAS COMMENCED A PROCEEDING IN CONNECTION WITH ALLEGED BREACHES OF CERTAIN PROVISIONS OF THE EU SHORT SELLING REGULATION PERTAINING TO THE EXECUTION OF AN U… | Final | $273K |
| 2023-04-19 | regulatory | ON JANUARY 2, 2024, INVESCO ASSET MANAGEMENT LIMITED RECEIVED A NOTICE FROM THE COMMISSIONE NAZIONALE PER LE SOCIETÀ E LA BORSA "CONSOB" THAT IT HAS COMMENCED A PROCEEDING IN CONNECTION WITH ALLEGED BREACHES OF CERTAIN PROVISIONS OF THE EU SHORT SELLING REGULATION PERTAINING TO THE EXECUTION OF AN U… | Final | $273K |
| 2022-08-11 | regulatory | ON 25 AUGUST 2022 COFECE, THE MEXICAN FEDERAL ECONOMIC COMPETITION COMMISSION, ANNOUNCED IT HAD FINED INVESCO ASSET MANAGEMENT LTD ("IAML") $45,000 FOR CLERICAL ERRORS IN RELATION TO A PRE-MERGER CLEARANCE FILING MADE IN 2021 AND REQUESTED IAML SUBMIT A NEW FILING IN RESPECT OF ALL INVESCO FUNDS AND… | Final | $45K |
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING… | Final | $310K |
| 2015-03-19 | regulatory | ON MARCH 19, 2015, FINANSTILSYNET, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY, ISSUED A VIOLATION PENALTY ON INVESCO ASSET MANAGEMENT LIMITED, PURSUANT TO SECTION 4-3, REF. SECTION 17-4, OF THE SECURITIES TRADING ACT (STA). THE ISSUE RELATED TO THE LATE NOTIFICATION OF A SALE OF STOCK THAT TOOK T… | Final | $13K |
| 2014-04-28 | regulatory | ON APRIL 28, 2014, THE FINANCIAL CONDUCT AUTHORITY (FCA), THE UK FINANCIAL SERVICES REGULATOR, ANNOUNCED THE SETTLEMENT OF AN INVESTIGATION OF INVESCO ASSET MANAGEMENT LIMITED AND INVESCO FUND MANAGERS LIMITED (TOGETHER INVESCO PERPETUAL) THAT INCLUDED THE IMPOSITION OF A FINANCIAL PENALTY OF £18.6… | Final | $31.1M |
Hedge Fund: 4 · Real Estate Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| INVESCO REAL ESTATE - EUROPEAN FUND FCP - SIF | Hedge Fund | Luxembourg | 131 | $4.6B | $5.9M |
| INVESCO REAL ESTATE - EUROPEAN VALUE ADD FUND II, SCSP | Hedge Fund | Luxembourg | 25 | $882.3M | $11.8M |
| INVESCO REAL ESTATE EUROPE FUND III SCSP | Hedge Fund | Luxembourg | 24 | $518.4M | $11.8M |
| INVESCO REAL ESTATE - EUROPEAN VALUE ADD FUND - SCSP | Hedge Fund | Luxembourg | 15 | $372.7M | $11.8M |
| INVESCO CMI EUROPE US INSURANCE SCSP | Real Estate Fund | Luxembourg | 3 | $176.3M | $11.8M |
| City | State | Employees | Phone |
|---|---|---|---|
| LONDON | — | 116 | +4401491417000 |
| LONDON | — | 116 | +4401491417000 |