TOMPKINS WEALTH MANAGEMENT INC.

TOMPKINS WEALTH MANAGEMENT INC. of PITTSFORD, NY is an SEC-registered investment adviser (CRD 110125). Regulatory assets under management: $632.8M.

Registration

Officers, owners & control persons (27)

Showing 25 of 27 people.

NameRoleLocation
MUTI ROBERT WILLIAMMANAGING DIRECTOR PENNSYLVANIA—
WARNER BARBARA ANNECHIEF COMPLIANCE OFFICER—
KLEIN DARIAN JOSEPHDIRECTOR—
ROGERS RICHARD JAMESCEO, DIRECTOR; COO; COO, DIRECTOR—
GUGINO ANTHONY LOUISEVP & CCO; EVP, CCO, DIRECTOR; EVP, DIRECTOR—
ACHZET RUSSELL KEITHCEO; CEO, DIRECTOR; FOUNDER, VICE CHAIRMAN OF THE BOARD—
FULMER JAMES WCHAIRMAN OF THE BOARD—
BYRNES JAMES JSECRETARY—
ROMAINE STEPHEN SDIRECTOR—
WERSHING FRANCIS STEPHENCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & DIRECTOR—
PALAZZO DAWN KATHLEENEXECUTIVE VICE PRESIDENT AND DIRECTOR OF BUSINESS DEVELOPMENT; PRESIDENT—
WELCH HARRY WILLIAMPRESIDENT; PRESIDENT, DIRECTOR—
BATTAGLIA PAUL JOHNDIRECTOR—
HARTZ GREGORY JOHNCEO AND CHAIRMAN OF THE BOARD; CEO AND DIRECTOR; CHAIRMAN OF THE BOARD (+1 more)—
WATSON JAMES JOSEPHV.P.—
SHIRER KATHRYN LAMMV.P.—
FERREN VICTORIA ANNV.P.—
HAELEN LAURIE ANNMANAGING DIRECTOR WESTERN NEW YORK; MANAGING DIRECTOR WESTERN NEW YORK AND DIRECTOR OF INVESTMENT SERVICES; SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES—
FULMER JAMES WALTERDIRECTOR—
FESSENDEN DANIEL JAMESDIRECTOR—
HAYNES CARL EDIRECTOR—
PRONTI SCOTTVP HUMAN RESOURCES—
OTOOLE TIFFANY CLAUDINEMANAGING DIRECTOR HUDSON VALLEY—
BENEDICT-JONES MICHELLEMANAGING DIRECTOR CENTRAL NEW YORK—
BERKMAN BRUCE WARRENCHIEF INVESTMENT STRATEGIST—

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