J.P. MORGAN PRIVATE INVESTMENTS INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 110186). Regulatory assets under management: $470.0B.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 63 people.
| Name | Role | Location |
|---|---|---|
| Glenn Hill | PRESIDENT AND DIRECTOR | New York, NY |
| MICHAEL CHOI | CHIEF COMPLIANCE OFFICER | New York, NY |
| Mary Elizabeth Savino | DIRECTOR AND HEAD OF INVESTMENT ADVISORY | New York, NY |
| Laura Ann Pantaleo | DIRECTOR | New York, NY |
| Annabelle de Araujo | DIRECTOR | London, X0 |
| Christopher Skoldberg | CHIEF FINANCIAL OFFICER | — |
| Yejoteworq Kassa | DIRECTOR | — |
| Christopher J Faricelli | DIRECTOR | — |
| Andreas Bender | DIRECTOR | — |
| Menachem Weiss | CHIEF LEGAL OFFICER | — |
| BURKE LISA MARIE | ASSISTANT SECRETARY AND CHIEF LEGAL OFFICER; SECRETARY AND CHIEF LEGAL OFFICER | — |
| CRAIGHEAD ANDREW EUGENE | CHIEF INVESTMENT OFFICER AND DIRECTOR; PRESIDENT AND DIRECTOR | — |
| RONAYNE GERALD JACK | DIRECTOR | — |
| HILL GLENN JOSEPH | PRESIDENT; PRESIDENT AND DIRECTOR; VICE PRESIDENT (+1 more) | — |
| FAVUZZA MATTHEW ANDREW | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| LEIGHTON MARTHA JANE | DIRECTOR AND VICE PRESIDENT | — |
| MANDILE RORI JANINE | CONTROLLER | — |
| KLOIN SCOTT E | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BERNSTEIN SETH PERRY | DIRECTOR | — |
| MANNION ANN MARIE | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| WURTH DOUGLAS CLARK | DIRECTOR; PRESIDENT AND DIRECTOR | — |
| SHERIDAN WILLIAM MARCUS | DIRECTOR | — |
| LEHNER TODD S | CHIEF FINANCIAL OFFICER | — |
| MC GRAW THOMAS C | DIRECTOR | — |
| LEE CARRIE | CONTROLLER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-10-31 | regulatory | ON OCTOBER 31, 2024, J.P. MORGAN SECURITIES LLC ("JPMS") ENTERED INTO A SETTLEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION ("SEC") RESULTING IN THE SEC ISSUING AN ADMINISTRATIVE ORDER (THE "ORDER"). JPMS CONSENTED TO THE ENTRY OF THE ORDER, WHICH FOUND THAT JPMS WILLFULLY VIOLATED SECTIONS 17(A)… | Final | $10.0M |
| 2021-07-22 | regulatory | NEGLIGENT BREACH OF SUPERVISORY AND ORGANIZATIONAL DUTIES IN CONNECTION WITH INFRINGEMENTS OF SECTION 21 OF THE GERMAN SECURITIES TRADING ACT. | Final | $1.8M |
| 2020-09-29 | regulatory | THE CFTC ENTERED AN ORDER RESOLVING AN ACTION AGAINST JPMORGAN CHASE & CO., AN AFFILIATED BANK (THE "BANK") AND AN AFFILIATED BROKER-DEALER (THE "BROKER-DEALER") (COLLECTIVELY, "JPM"). ACCORDING TO THE ORDER, FROM AT LEAST 2008 THROUGH 2016, NUMEROUS TRADERS ON THE PRECIOUS METALS AND U.S. TREASURIE… | Final | $436.4M |
| 2020-09-29 | criminal | — | Final | — |
| 2017-01-03 | regulatory | THE INVESTIGATION CONCERNED ALLEGED MISREPRESENTATIONS AND OMISSIONS IN CONNECTION WITH THE MARKETING, SALE AND DISTRIBUTION OF AUCTION RATE SECURITIES. | Final | $98K |
| 2016-11-17 | regulatory | ON NOVEMBER 17, 2016, JPMORGAN CHASE & CO. ("JPMC") ENTERED INTO A SETTLEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION ("SEC") UNDER WHICH JPMC CONSENTED TO THE ENTRY OF AN ORDER (THE "ORDER") THAT FINDS THAT JPMC VIOLATED SECTIONS 13(B)(2)(A), 13(B)(2)(B) AND 30A OF THE SECURITIES EXCHANGE ACT O… | Final | — |
| 2016-11-17 | regulatory | ON NOVEMBER 17, 2016, JPMORGAN CHASE & CO. ("JPMC") ENTERED INTO A SETTLEMENT WITH THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FRB") RESULTING IN THE FRB ISSUING AN ORDER ("ORDER"). THE ORDER FINDS THAT FROM AT LEAST 2008 THROUGH 2013, JPMC'S ASIA-PACIFIC REGION INVESTMENT BANKING GROUP O… | Final | $61.9M |
| 2015-05-20 | regulatory | ON MAY 20, 2015, THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FRB") ISSUED AN ORDER TO CEASE AND DESIST AND ORDER OF ASSESSMENT OF A CIVIL MONEY PENALTY AGAINST JPMORGAN CHASE & CO. ("JPMC") RELATING TO ITS FOREIGN EXCHANGE ("FX") ACTIVITIES ("ORDER") FROM 2008 THROUGH 2013. THE ORDER STAT… | Final | $342.0M |
| 2015-05-20 | criminal | ON MAY 20, 2015, THE DOJ FILED A CRIMINAL INFORMATION IN THE DISTRICT COURT CHARGING JPMC WITH A ONE COUNT CRIME CHARGE IN VIOLATION OF THE SHERMAN ANTITRUST ACT, 15 U.S.C. ? 1 (THE "INFORMATION"). THE INFORMATION CHARGES THAT, FROM JULY 2010 UNTIL AT LEAST JANUARY 2013, JPMC, THROUGH ONE OF ITS EUR… | Final | — |
| 2014-06-17 | regulatory | THE INVESTIGATION CONCERNED ALLEGED MISREPRESENTATIONS AND OMISSIONS IN CONNECTION WITH THE MARKETING, SALE AND DISTRIBUTION OF AUCTION RATE SECURITIES. | Final | $101K |