AWM INVESTMENT COMPANY INC of NEW YORK, NY is an SEC-registered investment adviser (CRD 110346). Regulatory assets under management: $1.3B.
Compensation: % of AUM.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Austin Wolfe Marxe | OWNER | — |
| David Michael Greenhouse | PRESIDENT | — |
| Adam Charles Stettner | EXECUTIVE VICE PRESIDENT | — |
| Marianne Hicks Kelly | CHIEF ADMINISTRATIVE OFFICER | — |
| David Alan Reif | CHIEF COMPLIANCE OFFICER | — |
| MARXE AUSTIN WOLFE | OWNER; PRESIDENT | — |
| GREENHOUSE DAVID MICHAEL | PRESIDENT; VICE PRESIDENT | — |
| CARLING ROSE | CHIEF COMPLIANCE OFFICER | — |
| STETTNER ADAM | OWNER | — |
| PRICE PETER E | CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| PRICE PETER ERIC | CHIEF OPERATING OFFICER | — |
| CARLING ROSE NMI | CHIEF COMPLIANCE OFFICER | — |
| STETTNER ADAM CHARLES | EXECUTIVE VICE PRESIDENT; OWNER | — |
| Hicks Kelly Marianne | CHIEF ADMINISTRATIVE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| REIF DAVID ALAN | CHIEF COMPLIANCE OFFICER | — |
Hedge Fund: 6 · Venture Capital Fund: 2
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SPECIAL SITUATIONS FUND III QP, L.P. | Hedge Fund | Delaware | 90 | $608.4M | $100K |
| SPECIAL SITUATIONS TECHNOLOGY FUND II, L.P. | Hedge Fund | Delaware | 45 | $271.3M | $100K |
| SPECIAL SITUATIONS CAYMAN FUND, L.P. | Hedge Fund | Cayman Islands | 46 | $173.6M | $100K |
| SPECIAL SITUATIONS LIFE SCIENCES FUND, L.P. | Hedge Fund | Delaware | 45 | $124.8M | $250K |
| SPECIAL SITUATIONS PRIVATE EQUITY FUND, L.P. | Hedge Fund | Delaware | 27 | $74.6M | $100K |
| SPECIAL SITUATIONS TECHNOLOGY FUND, L.P. | Hedge Fund | Delaware | 33 | $55.7M | $100K |
| LIFE SCIENCES INNOVATION FUND II, L.P. | Venture Capital Fund | Delaware | 36 | $4.6M | $100K |
| LIFE SCIENCES INNOVATION FUND, L.P. | Venture Capital Fund | Delaware | 40 | $3.7M | $100K |