NORTHEAST FINANCIAL CONSULTANTS, LLC

NORTHEAST FINANCIAL CONSULTANTS, LLC of WESTPORT, CT is an SEC-registered investment adviser (CRD 110361). Regulatory assets under management: $4.6B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (12)

NameRoleLocation
Elwood Brian DavisPRESIDENT, MANAGER,
Catherine Lee DavisVICE PRESIDENT, TREASURER
Patrice Swan ReillyCHIEF COMPLIANCE OFFICER; SECRETARY; VP
DAVIS ELWOOD BRIANCHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT, MANAGER (+2 more)
DAVIS CATHERINE LEESECRETARY; VICE PRESIDENT, TREASURER; VICE PRESIDENT, TREASURER, TRUSTEE, SHAREHOLDER NON-VOTING
REILLY PATRICE SWANCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFC; SECRETARY; VP; CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER (+2 more)
BEWKES EUGENE GARRETTTRUSTEE
PATTEN SCOTT GOWELLSHAREHOLDER NON-VOTING
DUVALL ELIZABETH REESEDIR. OF CLIENT SERVICE, SHAREHOLDER NON-VOTING
Curwen Kasia HSHAREHOLDER NON-VOTING
ROSSETTI FRANK DOMINICKSHAREHOLDER NON-VOTING
DEPASQUALE GLENN DAVIDSHAREHOLDER NON-VOTING

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