CHARLES FISH INVESTMENTS, INC.

CHARLES FISH INVESTMENTS, INC. of IRVINE, CA is an SEC-registered investment adviser (CRD 110445). Regulatory assets under management: $331.3M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth, Pooled vehicles.

Officers, owners & control persons (13)

NameRoleLocation
John Astor GomezPRINCIPAL; SOLE MEMBER
James Ralph BootheSOLE MEMBER
Charles Willard FishPRESIDENT, CEO, & CHIEF INVESTMENT OFFICER
Sharmistha ChakrabortyCHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT
FISH CHARLES WILLARDCHAIRMAN CEO; CHAIRMAN, CEO; CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER (+2 more)
SHELTON BETSY CAMPBELLCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND SENIOR PORTFOLIO MANGER; DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER (+1 more)
THOMPSON KATHLEEN LOUISECHIEF OPERATION OFFICER; CHIEF OPERATIONS OFFICER
MUNSON SUSAN MARIEDIRECTOR
HA TAMI VOASSISTANT VICE PRESIDENT; VICE PRESIDENT
GOMEZ JOHN ASTORPRINCIPAL
BOOTHE JAMES RALPHCHIEF FINANCIAL OFFICER; SOLE MEMBER
CHAKRABORTY SHARMISTHACHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT; CHIEF OPERATIONS OFFICER & VICE PRESIDENT
FISH DIANE KENNEDYDIRECTOR, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994

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