SARATOGA RESEARCH & INVESTMENT MANAGEMENT of SARATOGA, CA is an SEC-registered investment adviser (CRD 110506). Regulatory assets under management: $2.5B.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Kevin Peter Tanner | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | Saratoga, CA |
| Madeline Elaine Hedges | CHIEF COMPLIANCE OFFICER | — |
| Marc Cook Crosby | PRESIDENT | — |
| Travis Osborn Hanson | CHIEF FINANCIAL OFFICER | — |
| James Harold Tanner | DIRECTOR OF OPERATIONS | — |
| Philip Albert Spencer | DIRECTOR OF RESEARCH | — |
| TANNER KEVIN PETER | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER; PRESIDENT/CFO; PRESIDENT/CFO/CCO (+2 more) | — |
| BRAGA AILEEN KAY | CHIEF COMPLIANCE OFFICER | — |
| KOLLERER THERESE JANINE | INVESTMENT ADVISOR | — |
| CROSBY MARC COOK | PRESIDENT | — |
| Hanson Travis Osborn | CHIEF FINANCIAL OFFICER | — |
| HEDGES MADELINE ELAINE | CHIEF COMPLIANCE OFFICER | — |
| TANNER JAMES HAROLD | DIRECTOR OF OPERATIONS | — |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | (408) 741-2330 |
| SEATTLE | WA | 1 | (408) 741-2331 |
| — | — | 1 | 408-913-7181 |
| — | — | 1 | 408-741-2330 |