| GARR THOMAS MERRILL | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF OPERATING OFFICER; MANAGING DIRECTOR, SENIOR MANAGER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| TYSON THEODORE JOHN | MANAGING DIRECTOR, SENIOR MANAGER; MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | — |
| GERNSTETTER ROBERT LYNN | DIRECTOR OF MARKETING; MARKETING DIRECTOR | — |
| TYSON II ARTHUR MILTON | DIRECTOR OF FINANCIAL RESEARCH; DIRECTOR OF FINANCIAL RESEARCH AND CHIEF COMPLIANCE OFFICER | — |
| ALLEN DOUGLAS RAYMORE | DIRECTOR, PORTFOLIO MANAGER; PORTFOLIO MANAGER | — |
| ARNOLD STEPHEN PAUL | DIRECTOR OF TRADING | — |
| PAK THOMAS KYSUK | DIRECTOR, PORTFOLIO MANAGER; PORTFOLIO MANAGER | — |
| ELOFSON ANDREW JAMES | DIRECTOR, PORTFOLIO MANAGER | — |
| AARNSETH MORTEN | DIRECTOR, PORTFOLIO MANAGER | — |
| JORDAN JOSEPH F | DIRECTOR, SENIOR PORTFOLIO MANAGER; PORTFOLIO MANAGER | — |
| KIM DANIEL YUNG | PORTFOLIO MANAGER | — |