PINNACLE ASSOCIATES, LTD.

PINNACLE ASSOCIATES, LTD. of NEW YORK, NY is an SEC-registered investment adviser (CRD 110631). Regulatory assets under management: $10.4B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (46)

Showing 25 of 46 people.

NameRoleLocation
Brown T MichaelCHIEF COMPLIANCE OFFICER; PRESIDENT; TRUSTEECalgary, A0
JOHN HOLMES BOCOCKSENIOR PORTFOLIO MANAGERRICHMOND, VA
James F FerrareEXECUTIVE VICE PRESIDENT
King Hanford HarrisSENIOR VICE PRESIDENT
Joel Michael HeymanSENIOR VICE PRESIDENT/DIRECTOR OF OPERATIONS
Harold Ward SteinSENIOR PORTFOLIO MANAGER
Michael Francis DelfinoDIRECTOR OF TAFT HARTLEY SERVICES
Timothy Joseph PiacentiniSENIOR PORTFOLIO MANAGER
John Thomas PassiosEXECUTIVE VICE PRESIDENT; TRUSTEE
Kimon PassiosEXECUTIVE VICE PRESIDENT; TRUSTEE
Susan Leondis RootSENIOR ACCOUNT ADMINISTRATOR; TRUSTEE
Eric Noel FreedgoodVICE PRESIDENT
Peter Nathan MarronEXECUTIVE VICE PRESIDENT
Scott Michael BrownPRESIDENT; TRUSTEE
Donald Maurer DowdVICE PRESIDENT
Paul Joseph LagermasiniCHIEF FINANCIAL OFFICER
Joseph William SheaCHIEF COMPLIANCE OFFICER
Andronike PassiosTRUSTEE
Patrice BorgeseTRUSTEE
REITENBACH NICHOLASSENIOR VICE PRESIDENT
MARRON PETER NATHANEXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT
MANNIX GAIL CAROLYNCOMPLIANCE OFFICER; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/COMPLIANCE OFFICER
FERRARE JAMES FEXECUTIVE VICE PRESIDENT; VICE PRESIDENT
HARRIS KING HANFORDSENIOR VICE PRESIDENT
HEYMAN JOEL MICHAELSENIOR VICE PRESIDENT/DIRECTOR OF OPERATIONS; SENIOR VICE PRESIDENT/DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/DIRECTOR OF OPERATIONS

Private funds (4)

FundTypeFormedOwnersGross asset valueMin investment
PINNACLE EQUITY FUND, L.P.Other Private FundDelaware87$139.1M$100K
PINNACLE OPPORTUNITY FUND, L.P.Other Private FundDelaware49$21.9M$100K
PINNACLE ALL-CAP FUND, L.P.Other Private FundDelaware4$14.2M$100K
PINNACLE INTERNATIONAL SMALL CAP PARTNERS, L.P.Other Private FundDelaware13$878K$100K

Branch offices (16)

Showing 15 of 16 offices.

CityStateEmployeesPhone
RICHMONDVA4804-643-1100
RICHMONDVA4804-643-1100
WOODCLIFF LAKENJ32126523200
WESTPORTCT3212-652-3200
REDBANKNJ3732-450-1161
WOODCLIFF LAKENJ32126523200
REDBANKNJ3732-450-1161
WESTPORTCT3212-652-3200
TARRYTOWNNY2914-468-0332
HOLMDELNJ22126523200
CHARLOTTESVILLEVA2434-220-0356
TARRYTOWNNY2914-468-0332
HOLMDELNJ22126523200
CHARLOTTESVILLEVA2434-220-0356
PRINCETONNJ1(609) 987-2223

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