Brown T Michael of Calgary, A0 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Brown T Michael appears on 48 filing roles across Form ADV (47), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | KING WEALTH MANAGEMENT GROUP, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | SARATOGA SPRINGS, NY |
| — | Form ADV | CORECAP ADVISORS, LLC | VICE PRES AND SHAREHOLDER | SOUTHFIELD, MI |
| — | Form ADV | BOWERY CAPITAL MANAGEMENT, LLC | MANAGING MEMBER | NEW YORK, NY |
| — | Form ADV | TRANSFORMATION CAPITAL | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | MALTIN WEALTH MANAGEMENT, INC. | MANAGER / CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | VESTA WEALTH MANAGEMENT, LLC | MANAGER / CHIEF COMPLIANCE OFFICER | MIAMI BEACH, FL |
| — | Form ADV | CHARLESBANK CAPITAL PARTNERS, LLC | CHIEF FINANCIAL OFFICER | BOSTON, MA |
| — | Form ADV | CMH WEALTH MANAGEMENT, LLC | MANAGER / CHIEF COMPLIANCE OFFICER | PORTSMOUTH, NH |
| — | Form ADV | PACIFIC INCOME ADVISERS INC | MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | EL SEGUNDO, CA |
| — | Form ADV | CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | THE WOODLANDS, TX |
| — | Form ADV | ARISTIDES CAPITAL LLC | MANAGING MEMBER | LOUISVILLE, KY |
| — | Form ADV | THREE BRIDGE WEALTH ADVISORS, LLC | MANAGER/MEMBER/CHIEF COMPLIANCE OFFICER | LOS ALTOS, CA |
| — | Form ADV | MFA WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | PITTSBURGH, PA |
| — | Form ADV | SCHECHTER INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, MI |
| — | Form ADV | PINNACLE ASSOCIATES, LTD. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | REVELATION CAPITAL MANAGEMENT, LLC | CHIEF FINANCIAL OFFICER | SAUSALITO, CA |
| — | Form ADV | AVONDALE WEALTH MANAGEMENT LLC | MANAGER/CHIEF COMPLIANCE OFFICER | WEST LAKE HILLS, TX |
| — | Form ADV | REDE WEALTH, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | CHARLOTTESVILLE, VA |
| — | Form ADV | CLEARVIEW INVESTMENT PARTNERS, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | COSTA MESA, CA |
| — | Form ADV | FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. | SENIOR VICE PRESIDENT | WASHINGTON, DC |
| — | Form ADV | SAGENT WEALTH MANAGEMENT | CHIEF COMPLIANCE OFFICER | LAGUNA BEACH, CA |
| — | Form ADV | TOPTURN CAPITAL, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | CARMEL, CA |
| — | Form ADV | AEQUITAS INVESTMENT MANAGEMENT, LLC | SENIOR VICE PRESIDENT, BUSINESS OPERATIONS | LAKE OSWEGO, OR |
| — | Form ADV | ODEY ASSET MANAGEMENT LLP | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | TEAK TREE CAPITAL MANAGEMENT, LLC | MEMBER/CHIEF COMPLIANCE OFFICER | FORT WORTH, TX |
| — | Form ADV | LUMINOUS CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | PATHLIGHT INVESTORS, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | PHOENIX, AZ |
| — | Form ADV | TAMPA ASSET MANAGEMENT, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | LUTZ, FL |
| — | Form ADV | LABRUM WEALTH MANAGEMENT, LLC | MANAGER/MEMBER/CHIEF COMPLIANCE OFFICER | CARLSBAD, CA |
| — | Form ADV | GUILFORD CAPITAL MANAGEMENT LLC | MANAGER/CHIEF COMPLIANCE OFFICER | KANSAS CITY, MO |
| — | Form ADV | VALENTINE INVESTMENTS, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | CONVERGENCE FINANCIAL SERVICES, INC. | VICE PRESIDENT | SOUTHFIELD, MI |
| — | Form ADV | APPLEWOOD WEALTH ADVISORS, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | PITTSFORD, NY |
| — | Form ADV | JUNCTURE WEALTH STRATEGIES, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | LIVE YOUR VISION, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | WEST CONSHOHOCKEN, PA |
| — | Form ADV | WORLD TREE FINANCIAL, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | LAFAYETTE, LA |
| — | Form ADV | YELLOWSTONE WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ENGLEWOOD, NJ |
| — | Form ADV | LLBH GROUP PRIVATE WEALTH MANAGEMENT, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | WESTPORT, CT |
| — | Form ADV | ENDEAVOUR ASSET MANAGEMENT, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | ENGLEWOOD, NJ |
| — | Form ADV | LEERINK PHARMACEUTICAL INVESTMENTS LLC | CHIEF FINANCIAL OFFICER | BOSTON, MA |
| — | Form ADV | MIRSKY FINANCIAL MANAGEMENT CORP. | MANAGER/CHIEF COMPLIANCE OFFICER | ROCHESTER, NY |
| — | Form ADV | BERNICKE WEALTH MANAGEMENT, LTD. | MANAGER / CHIEF COMPLIANCE OFFICER | ALTOONA, WI |
| — | Form ADV | THE KINNEY GROUP, LLC | CHIEF COMPLIANCE OFFICER | PASADENA, CA |
| — | Form ADV | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | LAWRENCE, KS |
| — | Form ADV | THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC | CHIEF COMPLIANCE OFFICER | BETHESDA, MD |
| — | Form ADV | LEERINK TRANSFORMATION PARTNERS LLC | CHIEF FINANCIAL OFFICER | BOSTON, MA |
| 2021-08-03 | Form D | FLYHT Aerospace Solutions Ltd. | Director | Calgary, A0 |