EAGLE ASSET MANAGEMENT INC of ST. PETERSBURG, FL is an SEC-registered investment adviser (CRD 110653). Regulatory assets under management: $60.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Edward Rick Iv | DIRECTOR; PRESIDENT | — |
| Damian Daniel Sousa | DIRECTOR | — |
| Eric Christian Wilwant | DIRECTOR CHIEF ADMIN OFFICER | — |
| Thomas Alan James | CHAIRMAN CEO | — |
| Javier A Alvarez | CHIEF COMPLIANCE OFFICER | — |
| JAMES THOMAS ALAN | CHAIRMAN CEO; CHAIRMAN OF BOARD | — |
| JAMES CROFT W | DIRECTOR; EXECUTIVE VICE PRESIDENT | — |
| ALVAREZ MARCELO A | CHIEF COMPLIANCE OFFICER | — |
| RIESS RICHARD KARL | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR | — |
| HILL STEPHEN GARRARD | DIRECTOR; PRESIDENT, CHIEF OPERATING OFFICER; PRESIDENT, CO CHIEF OPERATING OFFICER | — |
| ROSSI RICHARD JOHN | CO CHIEF OPERATING OFFICER; DIRECTOR; EXECUTIVE VICE PRESIDENT (+1 more) | — |
| SOUSA DAMIAN DANIEL | CHIEF COMPLIANCE OFFICER; DIRECTOR | — |
| HILL STEPHEN GERRARD | DIRECTOR | — |
| ABBOTT JAMES COOPER | CO-CHIEF OPERATING OFFICER, DIRECTOR; DIRECTOR; PRESIDENT | — |
| KOSTER KENNETH KERMIT | SR. VICE PRESIDENT, ADMINISTRATION/CHIEF COMPLIANCE OFFICER | — |
| WILWANT ERIC CHRISTIAN | DIRECTOR CHIEF ADMIN OFFICER | — |
| KENDALL ROBERT DANIEL | PRESIDENT, DIRECTOR | — |
| RICK IV EDWARD | DIRECTOR; PRESIDENT | — |
| Elena K Mccurry | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-05-18 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, RAYMOND JAMES AND ASSOCIATES (HEREIN, "THE FIRM") CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH AND IMPLEMENT POLICIES AND PROCEDURES TO REASONABLY DETECT AND CAUSE THE REPORTING OF SUSPICIOUS TRANSACTIONS. THE FINDINGS… | Final | $17.0M |
| 1995-03-01 | regulatory | RENDERED INVESTMENT ADVICE THROUGH USE OF UNREGISTERED AGENTS | Final | $13K |
| — | regulatory | — | — | — |