Thomas Alan James appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Alan James appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SGL FINANCIAL, LLC | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | BUFFALO GROVE, IL |
| 2025-12-17 | Form ADV | CHARTWELL INVESTMENT PARTNERS, LLC | CHAIRMAN | BERWYN, PA |
| — | Form ADV | GREENSLEDGE ASSET MANAGEMENT LLC | CHAIRMAN, CEO | GLASTONBURY, CT |
| 2025-12-19 | Form ADV | EAGLE ASSET MANAGEMENT INC | CHAIRMAN CEO | ST. PETERSBURG, FL |
| 2025-12-17 | Form ADV | CLARIVEST ASSET MANAGEMENT LLC | CHAIRMAN CEO | SAN DIEGO, CA |
| 2025-12-12 | Form ADV | CARILLON TOWER ADVISERS, INC. | DIRECTOR | ST PETERSBURG, FL |
| — | Form ADV | CLARK CAPITAL MANAGEMENT GROUP INC | CHAIRMAN | PHILADELPHIA, PA |
| — | Form ADV | GREENSLEDGE ADVISORS LLC | CHAIRMAN CEO | NEW YORK, NY |
| — | Form ADV | SAND GROVE CAPITAL MANAGEMENT LLP | SENIOR ANALYST, MEMBER | LONDON |