ASSET & FINANCIAL PLANNING, LTD of POUGHKEEPSIE, NY is an SEC-registered investment adviser (CRD 110709). Regulatory assets under management: $316.9M.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| BURNS RONALD J | CHIEF COMPLIANCE OFFICER | — |
| DUNCAN JENNY ALICE | CHIEF COMPLIANCE OFFICER | — |
| RYAN MICHAEL PETER | PRESIDENT & CEO; PRESIDENT, CEO, DIRECTOR; PRESIDENT, & DIRECTOR (+1 more) | — |
| PORPORA RALPH ANTHONY | EX. VICE-PRESIDENT & DIRECTOR; VICE-PRESIDENT SECRETARY | — |
| ENISMAN CAROLE ELLEN | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER, SENIOR VICE PRESIDENT & DIRECTOR; CHIEF OPERATING OFFICER & DIRECTOR; CHIEF OPERATIONS OFFICER (+2 more) | — |
| CONROY DENNIS MICHAEL | CHIEF ACCOUNTING OFFICER; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | — |
| MOFFETT RUDDEN ROSE | CHIEF COMPLIANCE OFFICER | — |
| MOTTA CHRISTOPHER JOHN | SECRETARY; VICE PRESIDENT OPERATIONS | — |
| TRAVIS KATHRYN | DIRECTOR/ VICE PRESIDENT; SECRETARY | — |
| FINKELSTEIN TED H | CHIEF LEGAL OFFICER, VICE PRESIDENT & DIRECTOR; GENERAL COUNSEL; GENERAL COUNSEL, VICE PRESIDENT & SECRETARY | — |
| KELLY CHRISTOPHER RAYMOND | GENERAL COUNSEL | — |
| OBUS NELSON JAY | BENEFICIAL OWNER OF 30MILLION COMMON SHARES AND A MEMBER OF A SCHEDULE 13D GROUP WHICH CONTROLS 33.4% | — |
| LANDES JOSHUA HAIM | BENEFICIAL OWNER OF 30MILLION COMMON SHARES AND A MEMBER OF A SCHEDULE 13D GROUP WHICH CONTROLS 33.4% | — |
| NAPOLITANO AMY ANN | DIRECTOR OPERATIONS; PRESIDENT | — |
| FISHER KAREN NMN | TREASURER & FINANCIAL OPERATIONS OFFICER | — |
| MCBRIDE CARLETON GLEN | CHIEF COMPLIANCE OFFICER | — |
| PALMA JOHN JOSEPH | CHIEF FINANCIAL OFFICER; SECRETARY | — |
| CIOCIA JAMES COSMO | DIRECTOR/VICE PRESIDENT | — |
| POVINELLI THOMAS | DIRECTOR/ VICE PRESIDENT | — |
| SACHER STEPHEN BRUCE | CHIEF FINANCIAL OFFICER | — |
| AKABAS SETH A | DIRECTOR | — |
| FISHER - KISAK KAREN | FINANCIAL OPERATIONS OFFICER; TREASURER & FINANCIAL OPERATIONS OFFICER | — |
| SOUTHARD NANCY ELAINE | CHIEF COMPLIANCE OFFICER | — |
| MOFFETT RUDDEN ROSE NMN | CHIEF COMPLIANCE OFFICER | — |
| FINKELSTEIN TED H MI ONLY | GENERAL COUNSEL, VICE PRESIDENT & SECRETARY | — |