KELLY CHRISTOPHER RAYMOND appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KELLY CHRISTOPHER RAYMOND appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ASSET & FINANCIAL PLANNING, LTD | GENERAL COUNSEL | POUGHKEEPSIE, NY |
| — | Form ADV | SANDS BROTHERS ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NEW YORK, NY |
| — | Form ADV | PIRATE CAPITAL LLC | CHIEF COMPLIANCE OFFICER | NORWALK, CT |
| — | Form ADV | GILMAN + CIOCIA, INC. | GENERAL COUNSEL | POUGHKEEPSIE, NY |