CAVANAL HILL INVESTMENT MANAGEMENT, INC. of TULSA, OK is an SEC-registered investment adviser (CRD 110774). Regulatory assets under management: $15.2B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 40 people.
| Name | Role | Location |
|---|---|---|
| Mark Stephen Marrone | CHIEF COMPLIANCE OFFICER | — |
| George Bruce Kaiser | OWNER | — |
| James Brian Henderson | DIRECTOR | — |
| Scott Bradley Grauer | DIRECTOR/CHAIRMAN | — |
| Matthew C Stephani | PRESIDENT/DIRECTOR | — |
| Bryan Petry | TREASURER AND TAX OFFICER | — |
| Catherine Lee Dunn | SECRETARY | — |
| WILLIAMS GARTH ALAN | VICE PRESIDENT - TAX EXAMPT FUND MANAGER | — |
| MARRONE MARK STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| KAISER GEORGE BRUCE | OWNER | — |
| HUNTZINGER JAMES L | DIRECTOR; PRESIDENT/CHIEF INVESTMENT OFFICER | — |
| POTTER GRAFTON | PORTFOLIO MANAGER; VICE PRESIDENT; VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | — |
| HENDERSON JAMES BRIAN | DIRECTOR; PORTFOLIO MANAGER; PRESIDENT (+1 more) | — |
| HOLLOMAN HOWARD JAMES | DIRECTOR | — |
| VINCENT TOMMY CARLTON | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE; INTERNAL COUNSEL/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| ROBERTSON PATTI SUE | VICE PRESIDENT; VICE PRESIDENT/TRADING | — |
| KITCHEN MICHAEL JAY | VICE PRESIDENT/CASH MANAGEMENT | — |
| MAURER MICHAEL PATRICK | VICE PRESIDENT/FIXED INCOME | — |
| SCHLOSS MICHAEL C | VICE PRESIDENT - EQUITY FUND CO-MANAGER | — |
| GRUET JEAN-CLAUDE GEORGE | SR. VICE PRESIDENT - CHIEF INV. OFFICER, EQUITIES | — |
| VERDEL THOMAS WESLEY | A.V.P. QUANTITATIVE ASSISTANT PORTFOLIO MGR. | — |
| SCOTT DOUGLAS KEITH | DIRECTOR OF FUND ADMIN. & MKTG, SVP | — |
| KNOX RUSSELL LEE | JUNIOR FIXED INCOME PORTFOLIO MANAGER | — |
| O'CONNELL CHRISTOPHER LEE | A.V.P. TRADER | — |
| HENKEL HENRY JOSEPH | DIRECTOR OF INSTITUTIONAL FIXED INCOME SALES | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-09-09 | regulatory | ON SEPTEMBER 9, 2016, BOKF, NA ("BOKF"), AN AFFILIATE OF CAVANAL HILL INVESTMENT MANAGEMENT, INC. ENTERED INTO A CONSENT DECREE (THE "CONSENT DECREE") WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC"). BOKF NEITHER ADMITTED NOR DENIED THE FINDINGS OF THE CONSENT DECREE. THIS MATTER RELATES TO… | Final | $600K |