BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC of PHILADELPHIA, PA is an SEC-registered investment adviser (CRD 110783). Regulatory assets under management: $65.4B.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
Showing 25 of 67 people.
| Name | Role | Location |
|---|---|---|
| Richard Lawrence | SENIOR MANAGING DIRECTOR | San Diego, CA |
| Terrence James Murphy | ELECTED MANAGER | — |
| Matthew Nicholls | ELECTED MANAGER | — |
| Seok Selene Oh | DIRECTOR | — |
| Jed Andrew Plafker | ELECTED MANAGER | — |
| Christian Kanan Correa | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| Adam Benjamin Spector | ELECTED MANAGER | — |
| Henry Fred Otto | SENIOR MANAGING DIRECTOR | — |
| David Fenno Hoffman | SENIOR MANAGING DIRECTOR | — |
| Steven Mathew Tonkovich | SENIOR MANAGING DIRECTOR | — |
| Patrick Stanley Kaser | SENIOR MANAGING DIRECTOR | — |
| Susan Boreski Wilchusky | SENIOR MANAGING DIRECTOR | — |
| Theodore W Fetter | SENIOR MANAGING DIRECTOR | — |
| Anujeet Singh Sareen | SENIOR MANAGING DIRECTOR | — |
| Leigh Doran Lament | CHIEF COMPLIANCE OFFICER | — |
| Sonal Desai | EXECUTIVE VICE PRESIDENT AND DIRECTOR | — |
| Jonathan Tourtellotte Curtis | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| MURPHY TERRENCE JAMES | ELECTED MANAGER | — |
| SCHEVE TIMOTHY CHARLES | MANAGER; NON-EMPLOYEE MANAGER | — |
| FETTING MARK RAYMOND | NON-EMPLOYEE MANAGER | — |
| BAIN PETER LANNING | NON-EMPLOYEE MANAGER | — |
| SMITH MICHAEL SCOTT | EXECUTIVE COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT; EXECUTIVE COMMITTEE MEMBER, EXECUTIVE VICE PRESIDENT & PORTFOLIO MANAGER; EXECUTIVE VICE PRESIDENT & DIRECTOR (+3 more) | — |
| CHOWDHURY DEEPAK | NON-EMPLOYEE DIRECTOR | — |
| TRACY FRANCIS XAVIER | NON-EMPLOYEE DIRECTOR | — |
| MERCHANT THOMAS CLIFTON | ASSISTANT SECRETARY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |