MERCHANT THOMAS CLIFTON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MERCHANT THOMAS CLIFTON appears on 23 filing roles across Form ADV (23).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | CHIEF LEGAL OFFICER | LONDON |
| — | Form ADV | PUTNAM INVESTMENT MANAGEMENT, LLC | CHIEF LEGAL OFFICER | BOSTON, MA |
| — | Form ADV | THE PUTNAM ADVISORY COMPANY, LLC | CHIEF LEGAL OFFICER | BOSTON, MA |
| — | Form ADV | TEMPLETON GLOBAL ADVISORS LIMITED | CHIEF LEGAL OFFICER | NASSAU |
| — | Form ADV | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | WESTERN ASSET MANAGEMENT COMPANY | NON-EMPLOYEE DIRECTOR | PASADENA, CA |
| — | Form ADV | BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | ASSISTANT SECRETARY | PHILADELPHIA, PA |
| — | Form ADV | TEMPLETON ASSET MANAGEMENT LTD. | CHIEF LEGAL OFFICER | SINGAPORE |
| — | Form ADV | FRANKLIN ADVISERS, INC. | CHIEF LEGAL OFFICER | SAN MATEO, CA |
| — | Form ADV | FRANKLIN ADVISORY SERVICES, LLC | CHIEF LEGAL OFFICER | SAN MATEO, FL |
| — | Form ADV | FRANKLIN MUTUAL ADVISERS, LLC | CHIEF LEGAL OFFICER | SHORT HILLS, NJ |
| — | Form ADV | TEMPLETON INVESTMENT COUNSEL, LLC | CHIEF LEGAL OFFICER | FT. LAUDERDALE, FL |
| — | Form ADV | FRANKLIN TEMPLETON INVESTMENTS CORP. | CHIEF LEGAL OFFICER | TORONTO (ONTARIO) |
| — | Form ADV | WESTERN ASSET MANAGEMENT COMPANY LIMITED | CHAIRMAN | LONDON |
| — | Form ADV | GLOUSTON CAPITAL PARTNERS, LLC | MANAGER | BOSTON, MA |
| — | Form ADV | 1919 INVESTMENT COUNSEL, LLC | SECRETARY | BALTIMORE, MD |
| — | Form ADV | CLEARBRIDGE, LLC | SECRETARY | BALTIMORE, MD |
| — | Form ADV | LEGG MASON FUND ADVISER INC | VICE PRESIDENT AND ASSISTANT SECRETARY | BALTIMORE, MD |
| — | Form ADV | QS BATTERYMARCH FINANCIAL MANAGEMENT, INC. | DIRECTOR | NEW YORK, NY |
| — | Form ADV | QS INVESTORS, LLC | DIRECTOR | NEW YORK, NY |
| — | Form ADV | QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC | DIRECTOR | NEW YORK, NY |
| — | Form ADV | FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED | CHIEF LEGAL OFFICER | DUBAI |
| — | Form ADV | FRANKLIN TEMPLETON ASIA PACIFIC ALTERNATIVES LIMITED | CHIEF LEGAL OFFICER | HONG KONG |