CUMBERLAND INVESTMENT COUNSEL INC. of TORONTO ONTARIO is an SEC-registered investment adviser (CRD 110887). Regulatory assets under management: $1.4B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| Shirley Hom | SECRETARY-TREASURER/CHIEF COMPLIANCE OFFICER | Toronto, A6 |
| Gerald Raymond Connor | DIRECTOR | — |
| Charles Robert Sims | DIRECTOR (CHAIR) | — |
| Gary Edmond Perron | BENEFICIARY; TRUSTEE | — |
| David Andrew Anderson | DIRECTOR; PRESIDENT | — |
| Jacquelyn Ann Perron | TRUSTEE | — |
| Shawnalynn Perron | TRUSTEE | — |
| ANDERSON ANDREW | DIRECTOR; PRESIDENT | — |
| WIRTH ALFRED GEORGE | PRESIDENT & DIRECTOR | — |
| HOM SHIRLEY | SECRETARY-TREASURER; SECRETARY-TREASURER/CHIEF COMPLIANCE OFFICER | — |
| STARKEY THOMAS ARDAGH | ASSOCIATE; DIRECTOR; DIRECTOR & CHIEF INVESTMENT OFFICER | — |
| CONNOR GERALD RAYMOND | DIRECTOR; INDIRECT OWNER; SHAREHOLDER OF COMMON AND CLASS A VTG SHARES | — |
| MCEVENUE MICHAEL ST CLAIR | DIRECTOR | — |
| POULTER JOHN BARRY | DIRECTOR | — |
| SIMS CHARLES ROBERT | DIRECTOR; DIRECTOR (CHAIR) | — |
| JACKSON BRUCE ROSS | DIRECTOR | — |
| DIONG WESLEY | DIRECTOR | — |
| GUIMONT MAURICE SYLVIO | ASSOCIATE | — |
| AITKEN ALLAN OSLER | ASSOCIATE | — |
| ROBBIE MICHAEL ALLAN | VICE PRESIDENT | — |
| GOODERHAM ALBERT EDWARD | SECRETARY-TREASURER | — |
| YANG SUKYONG CAROLINE | PRESIDENT | — |
| Perron Gary Edmond | BENEFICIARY; DIRECTOR; SHAREHOLDER (+1 more) | — |
| MILLAR CRAIG JOHN | PRESIDENT | — |
| DIONG WESLEY KEE WOON | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-07-17 | regulatory | STATEMENT OF ALLEGATIONS: 1) FAILURE TO FULLY DISCLOSE HIS INVOVLEMENT IN CERTAIN OFFSHORE ACCOUNTS AND CORPORATIONS BETWEEN ~FEBRUARY 2020 - JUNE 2021. 2) FAILURE TO DISCLOSE AND SEEK APPROVAL FOR VARIOUS OUTSIDE BUSINESS ACTIVITIES BETWEEN ~2017-JUNE 2021. | Final | $200K |