MAJORITY ASSET MANAGEMENT, INC. of BALTIMORE, MD is an SEC-registered investment adviser (CRD 110891). Regulatory assets under management: $36.9M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Barbara Elisabeth Doty | PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| DOTY BARBARA ELISABETH | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-23 | regulatory | FAILURE TO NOTICE FILE ITS FORM ADV IN NEW HAMPSHIRE. ADVISER HAD ONE CLIENT IN NEW HAMPSHIRE DURING THE RELEVANT PERIOD. | Final | $3K |