MARTIN CURRIE INC of EDINBURGH is an SEC-registered investment adviser (CRD 110909). Regulatory assets under management: $7.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 90 people.
| Name | Role | Location |
|---|---|---|
| Nigel John Anderson | DIRECTOR | — |
| Andrew James Ashton | CEO AND DIRECTOR; CHIEF EXECUTIVE OFFICER | — |
| Stuart James Davidson | DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| Joanna Helen Grace Nolan | CHIEF COMPLIANCE OFFICER | — |
| Katrina S Dudley | CHIEF INVESTMENT OFFICER; DIRECTOR | — |
| Michael John Browne | DIRECTOR | — |
| Jennifer Penman Mair | DIRECTOR | — |
| George Melville Bucher | DIRECTOR | — |
| WALKER CHRISTOPHER MICHAEL | PORTFOLIO MANAGER | — |
| ANDERSON THOMAS JOHN | CHIEF COMPLIANCE OFFICER | — |
| SAGRAVES BARRY ROBERT | DIRECTOR/VICE PRESIDENT | — |
| SUFI RANJIT SINGH | EXECUTIVE VICE PRESIDENT | — |
| HUGHES ROBERT JOHN | DIRECTOR | — |
| FAIRWEATHER JAMES MACGREGOR AYTON | DIRECTOR/VICE PRESIDENT; VICE PRESIDENT | — |
| THOMAS MICHAEL WILLIAM | DIRECTOR/VICE PRESIDENT | — |
| HALL TIMOTHY JULIAN DALTON | DIRECTOR/VICE PRESIDENT | — |
| WATT WILLIAM | DIRECTOR/PRESIDENT | — |
| MACLEOD ALLAN DAVIDSON | DIRECTOR/VICE PRESIDENT | — |
| CAMPBELL RALPH MCGREGOR | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF OPERATIONS OFFICER; DIRECTOR, CHIEF FINANCIAL OFFICER (+3 more) | — |
| SANDISON JAMES MACGREGOR | DIRECTOR/VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| SOWERBY ANDREW | DIRECTOR/VICE PRESIDENT; VICE PRESIDENT | — |
| MCGUIGAN SHEILA ANN | HR DIRECTOR | — |
| HUGHES JACQUI | CHIEF COMPLIANCE OFFICER; DIRECTOR / CHIEF COMPLIANCE OFFICER | — |
| EVANS RICHARD GILES | INVESTMENT MANAGER; PORTFOLIO MANAGER | — |
| MCLELLAND ELAINE | CHIEF LEGAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 0 | 1-800-632-2350 |
| NEW YORK | NY | 0 | 1-800-632-2350 |