CAPITAL ASSET ADVISORY SERVICES, LLC. of WILLIAMSTON, MI is an SEC-registered investment adviser (CRD 110929). Regulatory assets under management: $4.6B.
Compensation: % of AUM, Hourly, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Anthony Joseph Mazzali | MANAGING MEMBER | — |
| Jeffrey John Casey | MANAGING MEMBER | — |
| Kenneth Patrick Evangelista | CHIEF COMPLIANCE OFFICER | — |
| Adam Patrick Lesperance | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| CASEY MICHAEL JOHN | MANAGING MEMBER | — |
| MAZZALI ANTHONY JOSEPH | MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| EVANGELISTA KENNETH PATRICK | CHIEF COMPLIANCE OFFICER | — |
| COHEN JONATHAN LEE | MANAGING MEMBER | — |
| PARKER MARK DAVID | MANAGING MEMBER | — |
| ROBINSON CHRISTOPHER MICHAEL | DIRECTOR OF CLIENT EXPERIENCE | — |
| LESPERANCE ADAM PATRICK | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-03-10 | civil | SUMMARY OF CLAIM: CLAIMANTS BRING THIS CLAIM TO RECOVER LOSSES AND DAMAGES SUFFERED AT THE HANDS OF CETERA AND MCPHERSON. AS WILL BE SHOWN, THESE LOSSES WERE SUSTAINED BECAUSE RESPONDENTS MISHANDLED THE CLAIMANTS' ASSETS BY FAILING TO PROPERLY ALLOCATE AND DIVERSIFY CLAIMANTS' INVESTMENT PORTFOLIO.… | Final | $188K |
| 2023-03-02 | civil | BREACH OF FIDUCIARY DUTY, NEGLIGENCE AGAINST TIMOTHY R. LOVING, BREACH OF FIDUCIARY DUTY AGAINST LOVING CAPITAL MANAGEMENT, LLC, NEGLIGENCE AGAINST LOVING CAPITAL MANAGEMENT LLC, BREACH OF FIDUCIARY DUTY AGAINST KURE ADVISORY, LLC, NEGLIGENCE AGAINST KURE ADVISORY LLC, BREACH OF FIDUCIARY DUTY AGAIN… | Pending | — |