CAPITAL FORMATION GROUP, INC.

CAPITAL FORMATION GROUP, INC. of WELLESLEY, MA is an SEC-registered investment adviser (CRD 110958). Regulatory assets under management: $2.0M.

Registration

Officers, owners & control persons (19)

NameRoleLocation
TROY THOMASSHAREHOLDERFARMINGTON, UT
HUGHES JEFFERSON EARLDIRECTOR
WILLIAMS JOHN DAVIDFOUNDER & CHIEF EXECUTIVE OFFICER; PRESIDENT
TOOMEY MICHAEL JOSEPHRETIRED SHAREHOLDER; TREASURER
LUCICH ANDREW THOMASCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER
GATEWOOD LEE CONNELDIRECTOR
SULLIVAN KAREN AMYCHIEF COMPLIANCE OFFICER
MERRILL DANA NOYESCHIEF INVESTMENT OFFICER
TROY THOMAS FRANCISCOB; SHAREHOLDER
MORAD JASON SAEEDCHIEF INVESTMENT OFFICER; CIO
BRODERICK JOHN WILLIAMSALES MANAGER
WARREN-POWERS CHERYL FRANCESCHIEF COMPLIANCE OFFICER
QUIROGA MARCEL VICTORIACHIEF RELATIONSHIP OFFICER; SALES MANAGER
CARHART STEVENHEAD OF INVESTMENTS
MORAD JASON SCIO
WARREN-POWERS CHERYL FCHIEF COMPLIANCE OFFICER
BREEN JOANNE DELIACHIEF COMPLIANCE OFFICER
LEE JOHN DCHIEF COMPLIANCE OFFICER
DORAN WILLIAM MICHAELVICE CHAIRMAN

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