D. SCOTT NEAL, INC.

D. SCOTT NEAL, INC. of LEXINGTON, KY is an SEC-registered investment adviser (CRD 110975). Regulatory assets under management: $352.0M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (11)

NameRoleLocation
David Scott NealDIRECTOR / PRESIDENT
Jerome George ZimmererDIRECTOR / VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER
Rodney AlsupDIRECTOR
Richard Laurence ColesSHAREHOLDER
Neal Ray ScottDIRECTOR / PRESIDENT; PRESIDENT
HAIL LUCAS PARKERVICE-PRESIDENT
NEAL DAVIDPRESIDENT
ZIMMERER JEROME GCOMPLIANCE OFFICER; VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER; VICE PRESIDENT & COMPLIANCE OFFICER
ZIMMERER JEROME GEORGEDIRECTOR / VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER
ALSUP RODNEYDIRECTOR
COLES RICHARD LAURENCESHAREHOLDER

Branch offices (2)

CityStateEmployeesPhone
LOUISVILLEKY1(502) 459-7199
LOUISVILLEKY1(502) 459-7199

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