SPECTRUM ASSET MANAGEMENT INC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 111007). Regulatory assets under management: $657.3M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations, Other.
| Name | Role | Location |
|---|---|---|
| Roland Duane Kelly | TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984 | — |
| Ryan Lee Kelly | CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | — |
| Marc Duane Kelly | SHAREHOLDER | — |
| Tony Kyuwhan Jung | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | — |
| KELLY DAVID LEE | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF RYAN LEE KELLY SEPARATE PROPERTY TRUST DTD 01/11/2006 | — |
| KELLY ROLAND D | CHAIRMAN | — |
| KELLY MARC DUANE | CHAIRMAN; CHAIRMAN OF SPECTRUM ASSET MANAGEMENT & TRUSTEE OF KELLY FAMILY TRUST DTD 08/28/1984; SHAREHOLDER (+1 more) | — |
| REITZ E KELLY | SHAREHOLDER | — |
| DALTON DENNIS H | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER; CHIEF COMPLIANCE & OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| KELLY STACEY M | SHAREHOLDER | — |
| JUNG TONY K | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | — |
| JUNG TONY KYUWHAN | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | — |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | 949-717-3400 |
| — | — | 1 | 949-717-3400 |
| — | — | 1 | 949-717-3400 |
| — | — | 1 | 949-717-3400 |