KELLY DAVID LEE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KELLY DAVID LEE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BOWEN, HANES & CO INC | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | PONTE VEDRA BEACH, FL |
| — | Form ADV | SPECTRUM ASSET MANAGEMENT INC | CHIEF EXECUTIVE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | NEEDELMAN ASSET MANAGEMENT INC | TRUSTEE | NEWPORT BEACH, CA |