ALLWORTH FINANCIAL, L.P.

ALLWORTH FINANCIAL, L.P. of FOLSOM, CA is an SEC-registered investment adviser (CRD 111167). Regulatory assets under management: $33.6B.

Registration

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations, Investment cos.

Officers, owners & control persons (26)

Showing 25 of 26 people.

NameRoleLocation
Russell EricCHIEF FINANCIAL OFFICERTacoma, WA
Corey C GambleCHIEF COMPLIANCE OFFICER
Peter John EngelkenCHIEF OPERATING OFFICER
Christopher Michael OddyCHIEF FINANCIAL OFFICER
Andrew Roy StoutCHIEF INVESTMENT OFFICER
Barry Yale GreenbergCHIEF LEGAL OFFICER
John Bradley BunchCHIEF EXECUTIVE OFFICER
PECK KATRINA LARISADIRECTOR OF OPERATIONS
STOUT ANDREW ROYCHIEF INVESTMENT OFFICER
MCCLAIN PATRICK CARLCHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER; OWNER
HANSON SCOTT THOMASCHIEF FINANCIAL OFFICER; CO-CHIEF EXECUTIVE OFFICER; OWNER
KLIEWER TRACY MARIECHIEF COMPLIANCE OFFICER
BURNETT STEVEN THOMASPRESIDENT; PRESIDENT/DIRECTOR OF SUPERVISION
FRISE JULIA CAROLSECRETARY/DIRECTOR OF CORPORATE OPERATIONS; SECRETARY/DIRECTOR OF OPERATIONS
SCHAUER DAVID WILLIAMCHIEF INVESTMENT OFFICER
STREETMAN FREDERICK DANIELCHIEF OPERATING OFFICER
CARLISLE ALAN RICHARDDIRECTOR OF SUPERVISION
BUNCH JOHN BRADLEYCHIEF EXECUTIVE OFFICER
WATSON-SCHROER REBECCA DOLVA JEANCHIEF COMPLIANCE OFFICER
LEVENE DANIEL ROTHDIRECTOR OF OPERATIONS
MCGAW PEGGY ACHIEF FINANCIAL OFFICER
GAMBLE COREY CCHIEF COMPLIANCE OFFICER; DIRECTOR OF SUPERVISION
ENGELKEN PETER JOHNCHIEF OPERATING OFFICER
BIEGLER WILLIAM KDIRECTOR OF OPERATIONS
ODDY CHRISTOPHER MICHAELCHIEF FINANCIAL OFFICER

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