ARROWSTREET CAPITAL, LIMITED PARTNERSHIP of BOSTON, MA is an SEC-registered investment adviser (CRD 111298). Regulatory assets under management: $351.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 40 people.
| Name | Role | Location |
|---|---|---|
| Bruce Clarke | MEMBER / BOARD MEMBER | WORCESTER, MA |
| Anthony Ryan | CHIEF EXECUTIVE OFFICER; MEMBER / BOARD MEMBER | Pittsburgh, PA |
| RYAN ANTHONY | CHIEF OPERATING OFFICER | CHICAGO, IL |
| Peter Rathjens | MEMBER / BOARD MEMBER | Grand Cayman, E9 |
| Nirali A Maniar Gandhi | CHIEF FINANCIAL OFFICER | — |
| Tuomo O Vuolteenaho | MEMBER / BOARD MEMBER | — |
| John Young Campbell | MEMBER / BOARD MEMBER | — |
| Eric C Burnett | GENERAL COUNSEL | — |
| Sarah K Fromson | MEMBER / BOARD MEMBER | — |
| Derek Andrew Vance | CHIEF INVESTMENT OFFICER; MEMBER / BOARD MEMBER | — |
| Kimberly Babbitt Kelley | CHIEF COMPLIANCE OFFICER | — |
| Helen Crossen | MEMBER / BOARD MEMBER | — |
| Brandon James Hall | CHIEF EXECUTIVE OFFICER; MEMBER / BOARD MEMBER | — |
| Ryan Garrett Anthony | CHIEF EXECUTIVE OFFICER; CHIEF OPERATING OFFICER; MEMBER / BOARD MEMBER | — |
| BALAGOT JOSE PATRICIO | MANAGER | — |
| WHITE JR THURMAN VERNON | MANAGER | — |
| LOVELL JEFFREY DALE | CO MANAGING MEMBER; CO MANAGING MEMBER OF LOVELL MINNICK HOLDINGS LLC; MANAGER | — |
| MINNICK JAMES EDWARD | CO MANAGING MEMBER; CO MANAGING MEMBER OF LOVELL MINNICK HOLDINGS LLC; MANAGER | — |
| NEWCOM JENNINGS JAY | CO MANAGING MEMBER | — |
| CAMPBELL JOHN YOUNG | CO-DIRECTOR OF RESEARCH; DIRECTOR OF RESEARCH; MEMBER / BOARD MEMBER | — |
| CLARKE BRUCE | EXECUTIVE CHAIRMAN; MEMBER; MEMBER / BOARD MEMBER (+2 more) | — |
| RATHJENS PETER | CHIEF INVESTMENT OFFICER; MEMBER; MEMBER / BOARD MEMBER (+1 more) | — |
| MUTTULINGAM VAITHEHI | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER; MEMBER / BOARD MEMBER | — |
| GILDING DONNA KATHLEEN | MANAGER | — |
| HALEY CAROLYN P | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-04-20 | regulatory | ON APRIL 20, 2026, THE DUTCH AUTHORITY FOR THE FINANCIAL MARKETS (AFM) IMPOSED AN ADMINISTRATIVE FINE OF EUR 297,000 (APPROXIMATELY $350,000) ON ARROWSTREET. THE FINE WAS LEVIED IN RESPONSE TO ARROWSTREET PROACTIVELY IDENTIFYING AND NOTIFYING THE AFM THAT IT HAD INCORRECTLY REPORTED CERTAIN SHORT PO… | Final | $350K |
| 2024-01-30 | regulatory | ON JANUARY 30, 2024, ARROWSTREET WAS FINED KRW 118,500,000 (APPROXIMATELY $89,000) BY THE SECURITIES AND FUTURES COMMISSION OF KOREA. THE FINE WAS PAID ON FEBRUARY 6, 2024. THE FINE WAS LEVIED IN CONNECTION WITH A SINGLE TRADE PLACED IN MAY 2021 ON BEHALF OF A CLIENT'S SEPARATE ACCOUNT TO SELL LONG… | Final | $89K |