FINANCIAL STRATEGIES

FINANCIAL STRATEGIES is an SEC-registered investment adviser (CRD 111341). Regulatory assets under management: $8.0M.

Registration

• CRD: 111341
• Type: Registered investment adviser
• Phone: 916-960-6220
• Latest filing: 2026-01-17
• Regulatory AUM: $8.0M
• Discretionary AUM: $8.0M
• Clients: 1
• Accounts: 19

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 111341 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search