DIASTOLE WEALTH MANAGEMENT, INC.
DIASTOLE WEALTH MANAGEMENT, INC. of GUILFORD, CT is an SEC-registered investment adviser (CRD 111604). Regulatory assets under management: $396.0M.
Registration
- CRD: 111604
- SEC file number: 801-57610
- Type: Registered investment adviser
- Location: 58 BOSTON STREET, GUILFORD, CT, 06437
- Phone: 203-458-5220
- Latest filing: 2026-05-05
- Regulatory AUM: $396.0M
- Discretionary AUM: $274.6M
- Non-discretionary AUM: $121.4M
- Clients: 13
- Accounts: 1,434
Business model
Compensation: % of AUM.
Clients served: Individuals, High net worth, Charities, Investment cos, Other.
Officers, owners & control persons (12)
Disclosures (5)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2019-05-01 | regulatory | ON SEPTEMBER 10, 2021, THE SEC ISSUED A SETTLED ORDER (THE "ORDER), TO WHICH DWM AND ELIZABETH EDEN (THE "RESPONDENTS') CONSENTED WITHOUT ADMITTING OR DENYING THE FINDINGS IN THE ORDER. ACCORDING TO THE ORDER, DWM DID NOT ADEQUATELY DISCLOSE CERTAIN CONFLICTS OF INTEREST RELATING TO INVESTMENTS MADE… | Final | $160K |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| EDEN PARTNERS ABSOLUTE GROWTH FUND, LP | Hedge Fund | Delaware | 35 | $25.0M | $250K |
Branch offices (2)
| City | State | Employees | Phone |
|---|
| — | — | 1 | 203-458-5220 |
| — | — | 1 | 203-458-5220 |
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