DIASTOLE WEALTH MANAGEMENT, INC. of GUILFORD, CT is an SEC-registered investment adviser (CRD 111604). Regulatory assets under management: $396.0M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Elizabeth Diana Eden | PRESIDENT/CEO | — |
| Elizabeth Early Cook | PRINCIPAL; PRINCIPAL/CCO | — |
| Ethan Anthony Eden | OWNER | — |
| Meredith Papa Eden | CHIEF OPERATING OFFICER; PARTNER/COO/CCO | — |
| EDEN ELIZABETH DIANA | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; PRESIDENT/CEO (+5 more) | — |
| COOK ELIZABETH EARLY | CHIEF FINANCIAL OFFICER; DIRECTOR; DIRECTOR/CHIEF FINANCIAL OFFICER (+2 more) | — |
| EDEN ETHAN ANTHONY | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF OPERATING OFFICER (+2 more) | — |
| EDEN HUGH BRADLEY | MANAGING DIRECTOR | — |
| GORTON GLORIA J | SENIOR FINANCIAL ADVISOR; VICE PRESIDENT OF FINANCE | — |
| PAPA MEREDITH VADERS | OPERATIONS MANAGER | — |
| EDEN MEREDITH PAPA | CHIEF OPERATING OFFICER | — |
| EDEN MEREDITH VADERS | OPERATIONS MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-05-01 | regulatory | ON SEPTEMBER 10, 2021, THE SEC ISSUED A SETTLED ORDER (THE "ORDER), TO WHICH DWM AND ELIZABETH EDEN (THE "RESPONDENTS') CONSENTED WITHOUT ADMITTING OR DENYING THE FINDINGS IN THE ORDER. ACCORDING TO THE ORDER, DWM DID NOT ADEQUATELY DISCLOSE CERTAIN CONFLICTS OF INTEREST RELATING TO INVESTMENTS MADE… | Final | $160K |