FIDUCIARY COUNSELORS INC. of WASHINGTON, DC is an SEC-registered investment adviser (CRD 111827). Regulatory assets under management: $20.3B.
Compensation: Hourly, Fixed.
Clients served: Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| John Stephen Caflisch | DIRECTOR, SENIOR VICE PRESIDENT & GENERAL COUNSEL | — |
| Thomas E O'Connor | DIRECTOR, PRESIDENT & CEO | — |
| Kathryn A Ricard | CHIEF COMPLIANCE OFFICER | — |
| HENNESSY ELLEN ANNE | PRESIDENT; PRESIDENT & CEO | — |
| DUNGAN VICKI LOU | SENIOR VICE PRESIDENT COMMUNICATIONS; VICE PRESIDENT COMMUNICATIONS | — |
| KLAM CAROLINE D | CHIEF OPERATING OFFICER; SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER; SHAREHOLDER ONLY | — |
| CAPUANO CHRISTOPHER | SENIOR VICE PRESIDENT & GENERAL COUNSEL; SENIOR VICE PRESIDENT & GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER; SHAREHOLDER (+2 more) | — |
| ROSENBERG LAURA SUE | DIRECTIOR, SENIOR VICE PRESIDENT, FINANCE; DIRECTOR, SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, FINANCE (+1 more) | — |
| MILLER JOHN J | DIRECTOR, CHIEF EXECUTIVE OFFICER; DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER; DIRECTOR, PRESIDENT & CHIEF FINANCIAL OFFICER (+4 more) | — |
| VAUGHN BRIAN LEE | CHIEF EXECUTIVE OFFICER | — |
| BARRY RICHARD EDWARD | VICE PRESIDENT & ASSISTANT SECRETARY | — |
| INGRAM DONALD C | DIRECTOR | — |
| LYCZKO CATHERINE MARIE | VICE PRESIDENT & ASSISTANT SECRETARY | — |
| SCHWARTZ CLARIN | SECRETARY AND GENERAL COUNSEL | — |
| JESCHKE ARLENE | SECRETARY-LAW | — |
| HUNGER DANIEL F | DIRECTOR | — |
| AIGOTTI DIANE M | TREASURER | — |
| CAFLISCH JOHN STEPHEN | DIRECTOR, DEPUTY GENERAL COUNSEL; DIRECTOR, GENERAL COUNSEL; DIRECTOR, SENIOR VICE PRESIDENT & GENERAL COUNSEL | — |
| ARLT MARY ANN | SENIOR VICE PRESIDENT, PLAN ADMINISTRATION; SHAREHOLDER ONLY | — |
| GRISWOLD KATHERINE | DIRECTOR OF INVESTMENTS; SENIOR VICE PRESIDENT; SHAREHOLDER ONLY | — |
| O'CONNOR THOMAS E | CHIEF COMPLIANCE OFFICER; DIRECTOR, PRESIDENT; DIRECTOR, PRESIDENT & CEO | — |
| Ricard Kathryn A | CHIEF COMPLIANCE OFFICER | — |
| O'Bryant Catherine J | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-12-06 | civil | THE FIDUCIARY BREACH CASE WAS BROUGHT AGAINST VARIOUS DEFENDANTS INCLUDING GENERAL ELECTRIC COMPANY AND FIDUCIARY COUNSELORS WITH RESPECT TO A PENSION RISK TRANSFER TRANSACTION IN WHICH WE SELECTED ATHENE TO PROVIDE AN ANNUITY CONTRACT. FIDUCIARY COUNSELORS BELIEVES THE LAWSUIT IS COMPLETELY WITHOUT… | Pending | — |
| 2024-04-12 | civil | THE FIDUCIARY BREACH CASE WAS BROUGHT AGAINST VARIOUS DEFENDANTS INCLUDING ALCOA AND FIDUCIARY COUNSELORS WITH RESPECT TO CERTAIN PENSION RISK TRANSFER TRANSACTIONS IN WHICH WE SELECTED ATHENE TO PROVIDE ANNUITIES. FIDUCIARY COUNSELORS BELIEVES THE LAWSUIT IS COMPLETELY WITHOUT MERIT AND IS BASED ON… | Final | — |
| 2024-04-12 | civil | THE FIDUCIARY BREACH CASE WAS BROUGHT AGAINST VARIOUS DEFENDANTS INCLUDING ALCOA AND FIDUCIARY COUNSELORS WITH RESPECT TO CERTAIN PENSION RISK TRANSFER TRANSACTIONS IN WHICH WE SELECTED ATHENE TO PROVIDE ANNUITIES. FIDUCIARY COUNSELORS BELIEVES THE LAWSUIT IS COMPLETELY WITHOUT MERIT AND IS BASED ON… | On Appeal | — |